Swain Junko — SEC Form 4 filings
SEC reporting owner CIK 1990482. 8 Form 4 filings on record with FilingPulse; latest filed 2026-09-02.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-02-05 to 2026-09-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| WORKIVA INC (WK) | SVP, Chief Accounting Officer | 8 | — | — | 11 |
Form 4 filings — Swain Junko
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-02 | 4 | WORKIVA INC (WK) | Tax withholding (F): 2,151 @ $76.70 | EDGAR |
| 2026-02-13 | 4 | WORKIVA INC (WK) | Grant/award (A): 771 @ $0 · Tax withholding (F): 374 @ $64.95 | EDGAR |
| 2026-02-04 | 4 | WORKIVA INC (WK) | Tax withholding (F): 650 @ $72 | EDGAR |
| 2026-02-03 | 4 | WORKIVA INC (WK) | Tax withholding (F): 618 @ $77.02 · Grant/award (A): 6,859 @ $76.54 | EDGAR |
| 2025-09-03 | 4 | WORKIVA INC (WK) | Tax withholding (F): 2,093 @ $82.24 | EDGAR |
| 2025-02-04 | 4 | WORKIVA INC (WK) | Tax withholding (F): 606 @ $98.22 · Grant/award (A): 5,396 @ $97.29 | EDGAR |
| 2024-09-04 | 4 | WORKIVA INC (WK) | Tax withholding (F): 1,507 @ $78.17 | EDGAR |
| 2024-02-05 | 4 | WORKIVA INC (WK) | Grant/award (A): 5,243 @ $95.37 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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