Novak Diane P — SEC Form 4 filings
SEC reporting owner CIK 1992611. 2 Form 4 filings on record with FilingPulse; latest filed 2025-09-04.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2025-01-03 to 2025-09-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Mechanics Bancorp (MCHB) | EVP, CHIEF RISK OFFICER | 2 | — | — | 13 |
Form 4 filings — Novak Diane P
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-09-04 | 4 | Mechanics Bancorp (MCHB) | Grant/award (A): 1,595 @ $0 · Tax withholding (F): 432 @ $13.87 · Grant/award (A): 6,456 @ $0 · Tax withholding (F): 1,746 @ $13.87 | EDGAR |
| 2025-01-03 | 4 | HomeStreet, Inc. (HMST) | Option exercise (M): 145 · Tax withholding (F): 45 @ $11.42 · Option exercise (M): 532 · Tax withholding (F): 165 @ $11.42 · Option exercise (M): 2,152 · Tax withholding (F): 665 @ $11.42 · +3 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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