Pilcher Ciafone Katherine — SEC Form 4 filings
SEC reporting owner CIK 1994994. 16 Form 4 filings on record with FilingPulse; latest filed 2026-06-23.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-02-23 to 2026-06-23. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 11,979 shares, $764,999 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 53.
- Largest priced transaction: sale of 3,515 shares @ $74.00 ($260,110) in Moelis & Co, filed 2025-02-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Moelis & Co (MC) | Chief Operating Officer | 16 | — | 3 legs · 11,979 sh · $764,999 | 53 |
Form 4 filings — Pilcher Ciafone Katherine
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-23 | 4 | Moelis & Co (MC) | Grant/award (A): 13.76 (derivative) @ $0 · Grant/award (A): 39.15 (derivative) @ $0 | EDGAR |
| 2026-03-30 | 4 | Moelis & Co (MC) | Grant/award (A): 16.48 (derivative) @ $0 · Grant/award (A): 46.89 (derivative) @ $0 | EDGAR |
| 2026-02-23 | 4 | Moelis & Co (MC) | Option exercise (M): 4,885.48 · Tax withholding (F): 850.48 @ $62.73 · Option exercise (M): 1,480.02 (derivative) @ $0 · Option exercise (M): 1,405.62 (derivative) @ $0 · Option exercise (M): 1,999.85 (derivative) @ $0 | EDGAR |
| 2026-02-11 | 4 | Moelis & Co (MC) | Grant/award (A): 8,161 (derivative) @ $0 · Grant/award (A): 2,550 (derivative) @ $0 | EDGAR |
| 2025-12-05 | 4 | Moelis & Co (MC) | Grant/award (A): 14.34 (derivative) @ $0 · Grant/award (A): 27.23 (derivative) @ $0 · Grant/award (A): 58.12 (derivative) @ $0 | EDGAR |
| 2025-09-19 | 4 | Moelis & Co (MC) | Grant/award (A): 12.15 (derivative) @ $0 · Grant/award (A): 23.08 (derivative) @ $0 · Grant/award (A): 49.26 (derivative) @ $0 | EDGAR |
| 2025-06-24 | 4 | Moelis & Co (MC) | Grant/award (A): 16.51 (derivative) @ $0 · Grant/award (A): 31.36 (derivative) @ $0 · Grant/award (A): 66.93 (derivative) @ $0 | EDGAR |
| 2025-03-31 | 4 | Moelis & Co (MC) | Grant/award (A): 15.49 (derivative) @ $0 · Grant/award (A): 29.42 (derivative) @ $0 · Grant/award (A): 62.78 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | Moelis & Co (MC) | Option exercise (M): 7,450.63 · Tax withholding (F): 1.63 @ $74 · Sale (S): 3,515 @ $74 · Option exercise (M): 2,759.31 (derivative) @ $0 · Option exercise (M): 1,421.53 (derivative) @ $0 · Option exercise (M): 1,350.07 (derivative) @ $0 · +1 more | EDGAR |
| 2025-02-06 | 4 | Moelis & Co (MC) | Grant/award (A): 10,979 (derivative) @ $0 | EDGAR |
| 2024-12-04 | 4 | Moelis & Co (MC) | Grant/award (A): 21.67 (derivative) @ $0 · Grant/award (A): 22.32 (derivative) @ $0 · Grant/award (A): 31.80 (derivative) @ $0 · Grant/award (A): 60.32 (derivative) @ $0 | EDGAR |
| 2024-09-30 | 4 | Moelis & Co (MC) | Grant/award (A): 23.53 (derivative) @ $0 · Grant/award (A): 24.24 (derivative) @ $0 · Grant/award (A): 34.54 (derivative) @ $0 · Grant/award (A): 65.51 (derivative) @ $0 | EDGAR |
| 2024-08-02 | 4 | Moelis & Co (MC) | Sale (S): 3,666 @ $68.88 | EDGAR |
| 2024-06-24 | 4 | Moelis & Co (MC) | Grant/award (A): 29.96 (derivative) @ $0 · Grant/award (A): 30.87 (derivative) @ $0 · Grant/award (A): 43.97 (derivative) @ $0 · Grant/award (A): 83.40 (derivative) @ $0 | EDGAR |
| 2024-04-02 | 4 | Moelis & Co (MC) | Grant/award (A): 28.07 (derivative) @ $0 · Grant/award (A): 28.92 (derivative) @ $0 · Grant/award (A): 41.21 (derivative) @ $0 · Grant/award (A): 78.15 (derivative) @ $0 | EDGAR |
| 2024-02-23 | 4 | Moelis & Co (MC) | Option exercise (M): 8,465.95 · Tax withholding (F): 1.95 @ $52.60 · Sale (S): 4,798 @ $52.60 · Option exercise (M): 1,295.29 (derivative) @ $0 · Option exercise (M): 2,656.09 (derivative) @ $0 · Option exercise (M): 1,367.11 (derivative) @ $0 · +2 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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