Connell Brooke — SEC Form 4 filings
SEC reporting owner CIK 1996517. 10 Form 4 filings on record with FilingPulse; latest filed 2026-04-02.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-21 to 2026-04-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 36,462 shares, $150,524 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
- Largest priced transaction: sale of 15,000 shares @ $5.07 ($76,050) in AlTi Global, Inc., filed 2024-04-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AlTi Global, Inc. (ALTI) | Pres, US Wealth Mgmt | 10 | — | 2 legs · 36,462 sh · $150,524 | 21 |
Form 4 filings — Connell Brooke
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-02 | 4 | AlTi Global, Inc. (ALTI) | Grant/award (A): 77,505.57 (derivative) @ $0 | EDGAR |
| 2026-02-18 | 4 | AlTi Global, Inc. (ALTI) | Option exercise (M): 38,379.02 @ $0 · Option exercise (M): 8,700.57 @ $0 · Option exercise (M): 22,955.15 @ $0 · Option exercise (M): 38,379.02 (derivative) @ $0 · Option exercise (M): 8,700.57 (derivative) @ $0 · Option exercise (M): 22,955.15 (derivative) @ $0 | EDGAR |
| 2025-10-15 | 4 | AlTi Global, Inc. (ALTI) | Grant/award (A): 30,851.06 (derivative) @ $0 | EDGAR |
| 2025-06-30 | 4 | AlTi Global, Inc. (ALTI) | Grant/award (A): 504,617.41 (derivative) @ $0 | EDGAR |
| 2025-06-05 | 4 | AlTi Global, Inc. (ALTI) | Sale (S): 21,462.33 @ $3.47 | EDGAR |
| 2025-03-20 | 4 | AlTi Global, Inc. (ALTI) | Grant/award (A): 68,865.44 (derivative) @ $0 | EDGAR |
| 2025-02-19 | 4 | AlTi Global, Inc. (ALTI) | Option exercise (M): 38,379.02 @ $0 · Option exercise (M): 8,700.57 @ $0 · Option exercise (M): 38,379.02 (derivative) @ $0 · Option exercise (M): 8,700.57 (derivative) @ $0 | EDGAR |
| 2024-06-05 | 4 | AlTi Global, Inc. (ALTI) | Grant/award (A): 26,102 (derivative) @ $0 · Grant/award (A): 29,558.54 (derivative) @ $0 | EDGAR |
| 2024-04-04 | 4 | AlTi Global, Inc. (ALTI) | Option exercise (M): 50,000 @ $0 · Sale (S): 15,000 @ $5.07 · Option exercise (M): 50,000 (derivative) @ $0 | EDGAR |
| 2024-02-21 | 4 | AlTi Global, Inc. (ALTI) | Option exercise (M): 38,379.02 @ $0 · Tax withholding (F): 18,410.48 @ $5.65 · Option exercise (M): 38,379.02 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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