GARNETT KEITHLY — SEC Form 4 filings
SEC reporting owner CIK 1997371. 10 Form 4 filings on record with FilingPulse; latest filed 2026-09-18.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2025-03-28 to 2026-09-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 6 filings — 1,547 shares, $9,774 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 5 legs across 3 filings — 18,232 shares, $345,660 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
- Largest priced transaction: sale of 6,450 shares @ $25.00 ($161,250) in NEONC TECHNOLOGIES HOLDINGS, INC., filed 2025-06-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | CFO | 10 | 6 legs · 1,547 sh · $9,774 | 5 legs · 18,232 sh · $345,660 | 7 |
Form 4 filings — GARNETT KEITHLY
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-18 | 4 | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Sale (S): 5,000 @ $3.36 | EDGAR |
| 2026-09-15 | 4 | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Purchase (P): 257 @ $3.89 | EDGAR |
| 2026-04-24 | 4 | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Purchase (P): 300 @ $5.38 | EDGAR |
| 2025-06-05 | 4/A | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Other (J): 687 · Option exercise/expiry (X): 13,438 @ $12 · Sale (S): 6,450 @ $25 · Sale (S): 166 @ $19.13 · Option exercise/expiry (X): 13,438 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Purchase (P): 675 @ $7.29 | EDGAR |
| 2025-05-22 | 4/A | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Purchase (P): 90 @ $7.01 | EDGAR |
| 2025-05-22 | 4 | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Purchase (P): 135 @ $7.23 | EDGAR |
| 2025-05-19 | 4 | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Purchase (P): 90 @ $7.01 | EDGAR |
| 2025-04-08 | 4/A | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Other (J): 687 · Option exercise/expiry (X): 13,438 @ $12 · Sale (S): 6,450 @ $25 · Sale (S): 166 @ $19.13 · Option exercise/expiry (X): 13,438 (derivative) @ $0 | EDGAR |
| 2025-03-28 | 4 | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Other (J): 687 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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