WALTERS PATRICK — SEC Form 4 filings
SEC reporting owner CIK 1997455. 3 Form 4 filings on record with FilingPulse; latest filed 2025-06-05.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2025-03-28 to 2025-06-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 2 filings — 23,694 shares, $588,863 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
- Largest priced transaction: sale of 11,550 shares @ $25.00 ($288,750) in NEONC TECHNOLOGIES HOLDINGS, INC., filed 2025-06-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | COO | 3 | — | 4 legs · 23,694 sh · $588,863 | 7 |
Form 4 filings — WALTERS PATRICK
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-06-05 | 4/A | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Other (J): 1,231 @ $0 · Option exercise/expiry (X): 24,063 @ $12 · Sale (S): 11,550 @ $25 · Sale (S): 297 @ $19.13 · Option exercise/expiry (X): 24,063 (derivative) @ $0 | EDGAR |
| 2025-04-08 | 4/A | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Other (J): 1,231 @ $0 · Option exercise/expiry (X): 24,063 @ $12 · Sale (S): 11,550 @ $25 · Sale (S): 297 @ $19.13 · Option exercise/expiry (X): 24,063 (derivative) @ $0 | EDGAR |
| 2025-03-28 | 4 | NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) | Other (J): 1,231 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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