Neptune Securities Settlement Fund — SEC Form 4 filings
SEC reporting owner CIK 1997608. 2 Form 4 filings on record with FilingPulse; latest filed 2024-04-30.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-03-06 to 2024-04-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 2 filings — 432,114 shares, $56,370 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 64,819 shares @ $0.44 ($28,371) in Neptune Wellness Solutions Inc., filed 2024-03-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Neptune Wellness Solutions Inc. (NEPTF) | 10% owner | 2 | — | 6 legs · 432,114 sh · $56,370 | — |
Form 4 filings — Neptune Securities Settlement Fund
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-04-30 | 4 | Neptune Wellness Solutions Inc. (NEPTF) | Sale (S): 100,300 @ $0.07 · Sale (S): 100,000 @ $0.07 · Sale (S): 150,000 @ $0.05 | EDGAR |
| 2024-03-06 | 4 | Neptune Wellness Solutions Inc. (NEPT) | Sale (S): 64,819 @ $0.44 · Sale (S): 15,000 @ $0.40 · Sale (S): 1,995 @ $0.41 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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