Traverse David K — SEC Form 4 filings
SEC reporting owner CIK 1998257. 10 Form 4 filings on record with FilingPulse; latest filed 2026-06-03.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-22 to 2026-06-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 7 filings — 24,754 shares, $36,485 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: purchase of 4,907 shares @ $1.58 ($7,753) in AWARE INC /MA/, filed 2024-03-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AWARE INC /MA/ (AWRE) | Chief Financial Officer | 10 | 7 legs · 24,754 sh · $36,485 | — | 8 |
Form 4 filings — Traverse David K
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-03 | 4 | AWARE INC /MA/ (AWRE) | Option exercise (M): 3,921 @ $0 · Purchase (P): 5,000 @ $1.46 | EDGAR |
| 2026-03-17 | 4 | AWARE INC /MA/ (AWRE) | Purchase (P): 4,500 @ $1.15 | EDGAR |
| 2025-06-03 | 4 | AWARE INC /MA/ (AWRE) | Option exercise (M): 3,476 @ $0 · Purchase (P): 2,500 @ $1.65 | EDGAR |
| 2025-03-17 | 4 | AWARE INC /MA/ (AWRE) | Purchase (P): 2,000 @ $1.56 | EDGAR |
| 2024-12-03 | 4 | AWARE INC /MA/ (AWRE) | Option exercise (M): 4,240 @ $0 · Purchase (P): 2,500 @ $1.61 | EDGAR |
| 2024-11-19 | 4 | AWARE INC /MA/ (AWRE) | Purchase (P): 3,347 @ $1.49 · Grant/award (A): 100,000 (derivative) @ $2.05 | EDGAR |
| 2024-11-04 | 4 | AWARE INC /MA/ (AWRE) | Grant/award (A): 100,000 (derivative) @ $2.05 | EDGAR |
| 2024-06-03 | 4 | AWARE INC /MA/ (AWRE) | Grant/award (A): 24,000 (derivative) @ $0 | EDGAR |
| 2024-03-15 | 4 | AWARE INC /MA/ (AWRE) | Purchase (P): 4,907 @ $1.58 | EDGAR |
| 2024-02-22 | 4 | AWARE INC /MA/ (AWRE) | Disposition to issuer (D): 100,000 (derivative) · Grant/award (A): 44,000 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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