DiMartino Rose — SEC Form 4 filings
SEC reporting owner CIK 1998932. 7 Form 4 filings on record with FilingPulse; latest filed 2025-10-14.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-07-18 to 2025-10-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 5 legs across 5 filings — 5,000 shares, $75,210 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 1,000 shares @ $21.30 ($21,300) in abrdn Healthcare Opportunities Fund, filed 2024-07-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| abrdn Healthcare Opportunities Fund (THQ) | Director | 1 | 1 leg · 1,000 sh · $21,300 | — | — |
| abrdn Healthcare Investors (HQH) | Director | 1 | 1 leg · 1,000 sh · $18,880 | — | — |
| abrdn Life Sciences Investors (HQL) | Director | 1 | 1 leg · 1,000 sh · $15,530 | — | — |
| abrdn World Healthcare Fund (THW) | Director | 1 | 1 leg · 1,000 sh · $13,310 | — | — |
| ABRDN JAPAN EQUITY FUND, INC. (JEQ) | Director | 3 | 1 leg · 1,000 sh · $6,190 | — | 2 |
Form 4 filings — DiMartino Rose
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-10-14 | 4 | ABRDN JAPAN EQUITY FUND, INC. (JEQ) | Other (J): 364 | EDGAR |
| 2025-09-05 | 4 | ABRDN JAPAN EQUITY FUND, INC. (JEQ) | Disposition to issuer (D): 636 @ $8.04 | EDGAR |
| 2024-10-04 | 4 | ABRDN JAPAN EQUITY FUND, INC. (JEQ) | Purchase (P): 1,000 @ $6.19 | EDGAR |
| 2024-07-18 | 4 | abrdn Healthcare Opportunities Fund (THQ) | Purchase (P): 1,000 @ $21.30 | EDGAR |
| 2024-07-18 | 4 | abrdn World Healthcare Fund (THW) | Purchase (P): 1,000 @ $13.31 | EDGAR |
| 2024-07-18 | 4 | abrdn Healthcare Investors (HQH) | Purchase (P): 1,000 @ $18.88 | EDGAR |
| 2024-07-18 | 4 | abrdn Life Sciences Investors (HQL) | Purchase (P): 1,000 @ $15.53 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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