MINTZ STEVEN — SEC Form 4 filings
SEC reporting owner CIK 2008741. 5 Form 4 filings on record with FilingPulse; latest filed 2024-09-16.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-04-03 to 2024-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 14 legs across 4 filings — 34,923 shares, $289,469 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: purchase of 6,651 shares @ $10.00 ($66,510) in Serina Therapeutics, Inc., filed 2024-05-23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Serina Therapeutics, Inc. (SER) | Director | 5 | 14 legs · 34,923 sh · $289,469 | — | 1 |
Form 4 filings — MINTZ STEVEN
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-09-16 | 4 | Serina Therapeutics, Inc. (SER) | Purchase (P): 6,000 @ $6.47 | EDGAR |
| 2024-08-19 | 4 | Serina Therapeutics, Inc. (SER) | Purchase (P): 1,350 @ $6.59 · Purchase (P): 1,543 @ $6.59 · Purchase (P): 1,800 @ $6.59 · Purchase (P): 1,600 @ $6.59 · Purchase (P): 2,650 @ $6.59 | EDGAR |
| 2024-06-27 | 4 | Serina Therapeutics, Inc. (SER) | Purchase (P): 5,000 @ $9.50 · Purchase (P): 2,600 @ $9 | EDGAR |
| 2024-05-23 | 4 | Serina Therapeutics, Inc. (SER) | Purchase (P): 554 @ $8.50 · Purchase (P): 195 @ $9.48 · Purchase (P): 6,651 @ $10 · Purchase (P): 2,500 @ $9.75 · Purchase (P): 1,240 @ $9.44 · Purchase (P): 1,240 @ $9.42 | EDGAR |
| 2024-04-03 | 4 | Serina Therapeutics, Inc. (SER) | Grant/award (A): 40,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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