Lo Thomas M. — SEC Form 4 filings
SEC reporting owner CIK 2009474. 10 Form 4 filings on record with FilingPulse; latest filed 2026-08-27.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-07-02 to 2026-08-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 5 filings — 5,229 shares, $272,117 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: sale of 1,600 shares @ $62.47 ($99,952) in CATHAY GENERAL BANCORP, filed 2026-08-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CATHAY GENERAL BANCORP (CATY) | EVP, Chief Admin Officer | 10 | — | 5 legs · 5,229 sh · $272,117 | 12 |
Form 4 filings — Lo Thomas M.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-27 | 4 | CATHAY GENERAL BANCORP (CATY) | Sale (S): 1,600 @ $62.47 | EDGAR |
| 2026-07-29 | 4 | CATHAY GENERAL BANCORP (CATY) | Option exercise (M): 2,896 @ $0 · Tax withholding (F): 934 @ $62.56 · Option exercise (M): 2,896 (derivative) @ $0 | EDGAR |
| 2026-06-30 | 4 | CATHAY GENERAL BANCORP (CATY) | Grant/award (A): 1,611 (derivative) @ $0 | EDGAR |
| 2026-02-02 | 4 | CATHAY GENERAL BANCORP (CATY) | Sale (S): 1,000 @ $50.23 | EDGAR |
| 2025-10-29 | 4 | CATHAY GENERAL BANCORP (CATY) | Sale (S): 1,000 @ $46.83 | EDGAR |
| 2025-07-01 | 4 | CATHAY GENERAL BANCORP (CATY) | Grant/award (A): 2,518 (derivative) @ $0 | EDGAR |
| 2025-05-14 | 4 | CATHAY GENERAL BANCORP (CATY) | Sale (S): 729 @ $45 | EDGAR |
| 2025-03-19 | 4 | CATHAY GENERAL BANCORP (CATY) | Option exercise (M): 2,134 @ $0 · Tax withholding (F): 764 @ $43.98 · Option exercise (M): 2,134 (derivative) @ $0 | EDGAR |
| 2024-11-01 | 4 | CATHAY GENERAL BANCORP (CATY) | Sale (S): 900 @ $47 | EDGAR |
| 2024-07-02 | 4 | CATHAY GENERAL BANCORP (CATY) | Option exercise (M): 1,928 @ $0 · Tax withholding (F): 688 @ $35.88 · Grant/award (A): 3,313 (derivative) @ $0 · Option exercise (M): 1,928 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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