Ascend Financial Holdings Ltd — SEC Form 4 filings
SEC reporting owner CIK 2009892. 7 Form 4 filings on record with FilingPulse; latest filed 2025-12-08.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-06-13 to 2025-12-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 100,000 shares, $350,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: purchase of 100,000 shares @ $3.50 ($350,000) in 5E Advanced Materials, Inc., filed 2025-08-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| 5E Advanced Materials, Inc. (FEAM) | 10% owner | 7 | 1 leg · 100,000 sh · $350,000 | — | 10 |
Form 4 filings — Ascend Financial Holdings Ltd
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-08 | 4 | 5E Advanced Materials, Inc. (FEAM) jointly with Ascend Global Investment Fund SPC - Strategic Segregated Portfolio, Meridian Investments Corp, Ascend Capital Advisors (S) Pte. Ltd., Susanto Halim | Option exercise (M): 2,816,346 @ $3.55 · Tax withholding (F): 2,282,698 @ $3.94 · Option exercise (M): 2,816,346 (derivative) | EDGAR |
| 2025-08-27 | 4 | 5E Advanced Materials, Inc. (FEAM) jointly with Ascend Global Investment Fund SPC - Strategic Segregated Portfolio, Meridian Investments Corp, Ascend Capital Advisors (S) Pte. Ltd., Susanto Halim | Purchase (P): 100,000 @ $3.50 | EDGAR |
| 2025-03-17 | 4 | 5E Advanced Materials, Inc. (FEAM) jointly with Ascend Global Investment Fund SPC - Strategic Segregated Portfolio, Meridian Investments Corp, Ascend Capital Advisors (S) Pte. Ltd., Susanto Halim | Grant/award (A): 704,086 @ $3.55 · Grant/award (A): 2,816,346 (derivative) | EDGAR |
| 2025-03-07 | 4 | 5E Advanced Materials, Inc. (FEAM) jointly with Ascend Global Investment Fund SPC - Strategic Segregated Portfolio, Meridian Investments Corp, Ascend Capital Advisors (S) Pte. Ltd., Susanto Halim | Option exercise (M): 6,793,262 · Option exercise (M) | EDGAR |
| 2025-01-16 | 4 | 5E Advanced Materials, Inc. (FEAM) jointly with Ascend Global Investment Fund SPC - Strategic Segregated Portfolio, Meridian Investments Corp, Ascend Capital Advisors (S) Pte. Ltd., Susanto Halim | Grant/award (A) @ $2,500,000 | EDGAR |
| 2024-09-18 | 4 | 5E Advanced Materials, Inc. (FEAM) jointly with Ascend Global Investment Fund SPC - Strategic Segregated Portfolio, Meridian Investments Corp, Ascend Capital Advisors (S) Pte. Ltd., Susanto Halim | Grant/award (A) @ $3,000,000 | EDGAR |
| 2024-06-13 | 4 | 5E Advanced Materials, Inc. (FEAM) jointly with Ascend Global Investment Fund SPC - Strategic Segregated Portfolio, Meridian Investments Corp, Ascend Capital Advisors (S) Pte. Ltd., Susanto Halim | Grant/award (A) @ $3,000,000 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=2009892 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →