Tom Penny — SEC Form 4 filings
SEC reporting owner CIK 2012180. 7 Form 4 filings on record with FilingPulse; latest filed 2026-05-29.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-09-17 to 2026-05-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 4 filings — 113,857 shares, $237,560 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
- Largest priced transaction: sale of 65,000 shares @ $2.95 ($191,750) in Equillium, Inc., filed 2026-05-29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Equillium, Inc. (EQ) | Principal Accounting Officer | 7 | — | 5 legs · 113,857 sh · $237,560 | 17 |
Form 4 filings — Tom Penny
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-29 | 4 | Equillium, Inc. (EQ) | Option exercise (M): 65,000 @ $0.79 · Sale (S): 65,000 @ $2.95 · Option exercise (M): 65,000 (derivative) @ $0 | EDGAR |
| 2026-01-09 | 4 | Equillium, Inc. (EQ) | Sale (S): 6,533 @ $1.29 · Grant/award (A): 450,000 (derivative) @ $0 | EDGAR |
| 2025-09-03 | 4 | Equillium, Inc. (EQ) | Grant/award (A): 525,000 (derivative) @ $0 | EDGAR |
| 2025-02-19 | 4 | Equillium, Inc. (EQ) | Grant/award (A): 65,000 (derivative) · Disposition to issuer (D): 65,000 (derivative) · Grant/award (A): 45,000 (derivative) · Disposition to issuer (D): 45,000 (derivative) · Grant/award (A): 40,000 (derivative) · Disposition to issuer (D): 40,000 (derivative) · +6 more | EDGAR |
| 2025-01-06 | 4 | Equillium, Inc. (EQ) | Grant/award (A): 125,000 (derivative) @ $0 | EDGAR |
| 2024-10-29 | 4 | Equillium, Inc. (EQ) | Sale (S): 683 @ $1.25 · Sale (S): 2,835 @ $1.25 | EDGAR |
| 2024-09-17 | 4 | Equillium, Inc. (EQ) | Sale (S): 38,806 @ $0.85 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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