Unwin Stephanie — SEC Form 4 filings
SEC reporting owner CIK 2014396. 4 Form 4 filings on record with FilingPulse; latest filed 2026-08-28.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-05-29 to 2026-08-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 115,000 shares, $426,984 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 115,000 shares @ $3.71 ($426,984) in Energy Vault Holdings, Inc., filed 2026-08-28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Energy Vault Holdings, Inc. (NRGV) | Director | 4 | — | 1 leg · 115,000 sh · $426,984 | 3 |
Form 4 filings — Unwin Stephanie
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-28 | 4 | Energy Vault Holdings, Inc. (NRGV) | Sale (S): 115,000 @ $3.71 | EDGAR |
| 2026-06-01 | 4 | Energy Vault Holdings, Inc. (NRGV) | Grant/award (A): 19,153 @ $0 | EDGAR |
| 2025-09-18 | 4 | Energy Vault Holdings, Inc. (NRGV) | Grant/award (A): 140,114 @ $0 | EDGAR |
| 2024-05-29 | 4 | Energy Vault Holdings, Inc. (NRGV) | Grant/award (A): 137,978 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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