McCarthy Brian K. — SEC Form 4 filings
SEC reporting owner CIK 2020217. 33 Form 4 filings on record with FilingPulse; latest filed 2026-02-03.
Transaction summary — filings shown
Covers all 33 filings on record, filed 2024-04-26 to 2026-02-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 77 legs across 30 filings — 787,924 shares, $50,518,034 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 49.
- Largest priced transaction: sale of 85,001 shares @ $70.04 ($5,953,827) in Rubrik, Inc., filed 2025-03-25.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Rubrik, Inc. (RBRK) | Pres.,Global Sales & Field Ops | 33 | — | 77 legs · 787,924 sh · $50,518,034 | 49 |
Form 4 filings — McCarthy Brian K.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-03 | 4 | Rubrik, Inc. (RBRK) | Grant/award (A): 442,022 @ $0 · Grant/award (A): 147,341 (derivative) @ $0 | EDGAR |
| 2026-01-13 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 2,000 @ $69.76 · Sale (S): 4,067 @ $70.94 · Sale (S): 3,933 @ $71.40 | EDGAR |
| 2025-12-18 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 6,250 @ $0 · Sale (S): 2,851 @ $76.18 · Sale (S): 1,946 @ $76.19 · Option exercise (M): 6,250 (derivative) @ $0 · Option exercise (M): 6,250 (derivative) · Conversion (C): 6,250 (derivative) | EDGAR |
| 2025-12-10 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 5,400 @ $90.37 · Sale (S): 3,900 @ $91.24 · Sale (S): 700 @ $92.12 | EDGAR |
| 2025-11-12 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 6,265 @ $75.69 · Sale (S): 3,735 @ $76.24 | EDGAR |
| 2025-10-14 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 2,047 @ $82 · Sale (S): 6,824 @ $83.15 · Sale (S): 1,029 @ $84.12 · Sale (S): 100 @ $85.05 | EDGAR |
| 2025-10-01 | 4 | Rubrik, Inc. (RBRK) | Gift (G): 38,860 @ $0 | EDGAR |
| 2025-09-18 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 6,250 @ $0 · Sale (S): 4,670 @ $74.21 · Option exercise (M): 6,250 (derivative) @ $0 · Option exercise (M): 6,250 (derivative) · Conversion (C): 6,250 (derivative) | EDGAR |
| 2025-09-04 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 1,200 @ $86.70 · Sale (S): 7,075 @ $87.73 · Sale (S): 4,225 @ $88.35 | EDGAR |
| 2025-08-04 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 500 @ $84.65 · Sale (S): 500 @ $85.56 · Sale (S): 5,000 @ $86.74 · Sale (S): 4,540 @ $87.68 · Sale (S): 1,860 @ $88.84 · Sale (S): 100 @ $89.88 | EDGAR |
| 2025-07-07 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 2,800 @ $84.14 · Sale (S): 11,663 @ $85.33 · Sale (S): 6,199 @ $86.07 · Sale (S): 880 @ $87.24 · Sale (S): 1,110 @ $88.72 · Sale (S): 2,348 @ $89.31 | EDGAR |
| 2025-06-20 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 6,250 @ $0 · Sale (S): 4,782 @ $88.56 · Option exercise (M): 6,250 (derivative) @ $0 · Option exercise (M): 6,250 (derivative) · Conversion (C): 6,250 (derivative) | EDGAR |
| 2025-06-09 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 25,000 @ $100.18 | EDGAR |
| 2025-06-04 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 1,700 @ $95.29 · Sale (S): 1,793 @ $96.23 · Sale (S): 5,085 @ $97.16 · Sale (S): 4,252 @ $98.10 · Sale (S): 10,476 @ $99.32 · Sale (S): 1,694 @ $99.71 | EDGAR |
| 2025-05-27 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 25,000 @ $90.10 | EDGAR |
| 2025-05-15 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 25,000 @ $80.01 | EDGAR |
| 2025-05-02 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 2,788 @ $70.80 · Sale (S): 22,112 @ $71.52 · Sale (S): 100 @ $72.15 | EDGAR |
| 2025-04-01 | 4 | Rubrik, Inc. (RBRK) | Grant/award (A): 170,675 @ $0 · Sale (S): 6,767 @ $59.55 · Sale (S): 16,933 @ $60.41 · Sale (S): 1,300 @ $61.15 | EDGAR |
| 2025-03-25 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 187,500 @ $0 · Sale (S): 85,001 @ $70.04 · Option exercise (M): 56,250 (derivative) @ $0 · Option exercise (M): 6,250 (derivative) @ $0 · Option exercise (M): 100,000 (derivative) @ $0 · Option exercise (M): 25,000 (derivative) @ $0 · +2 more | EDGAR |
| 2025-03-18 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 25,000 @ $70 | EDGAR |
| 2025-03-04 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 9,156 @ $61.31 · Sale (S): 1,590 @ $62.74 · Sale (S): 4,051 @ $63.23 · Sale (S): 7,303 @ $64.44 · Sale (S): 1,900 @ $65.40 · Sale (S): 800 @ $66.43 · +1 more | EDGAR |
| 2025-02-05 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 2,391 @ $69.77 · Sale (S): 11,687 @ $70.78 · Sale (S): 10,922 @ $71.36 | EDGAR |
| 2025-01-08 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 150,000 @ $0 · Sale (S): 65,517 @ $66.06 · Option exercise (M): 150,000 (derivative) @ $0 · Option exercise (M): 150,000 (derivative) · Conversion (C): 150,000 (derivative) | EDGAR |
| 2025-01-03 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 3,755 @ $66.33 · Sale (S): 17,245 @ $67.03 · Sale (S): 3,600 @ $67.73 · Sale (S): 400 @ $68.94 | EDGAR |
| 2024-12-19 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 62,500 @ $0 · Sale (S): 28,485 @ $72.34 · Option exercise (M): 56,250 (derivative) @ $0 · Option exercise (M): 6,250 (derivative) @ $0 · Option exercise (M): 62,500 (derivative) · Conversion (C): 62,500 (derivative) | EDGAR |
| 2024-12-06 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 3,802 @ $62.80 · Sale (S): 21,198 @ $64.65 | EDGAR |
| 2024-12-04 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 16,418 @ $49.70 · Sale (S): 8,278 @ $50.55 · Sale (S): 304 @ $51.55 | EDGAR |
| 2024-11-22 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 25,000 @ $50.38 | EDGAR |
| 2024-11-05 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 25,000 @ $41.39 | EDGAR |
| 2024-10-15 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 25,000 @ $40 | EDGAR |
| 2024-10-03 | 4 | Rubrik, Inc. (RBRK) | Sale (S): 24,700 @ $31.24 · Sale (S): 300 @ $31.77 | EDGAR |
| 2024-09-30 | 4 | Rubrik, Inc. (RBRK) | Conversion (C): 125,000 @ $0 · Sale (S): 54,672 @ $31.41 · Sale (S): 28,473 @ $30.94 · Sale (S): 21,527 @ $31.59 · Option exercise (M): 112,500 (derivative) @ $0 · Option exercise (M): 12,500 (derivative) @ $0 · +2 more | EDGAR |
| 2024-04-26 | 4 | Rubrik, Inc. (RBRK) | Grant/award (A): 900,000 (derivative) @ $0 · Grant/award (A): 150,000 (derivative) @ $0 · Grant/award (A): 100,000 (derivative) @ $0 · Grant/award (A): 425,000 (derivative) @ $0 · Grant/award (A): 250,000 (derivative) @ $0 · Option exercise (M): 385,377 (derivative) @ $0 · +6 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=2020217 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →