Sullivan Catherine — SEC Form 4 filings
SEC reporting owner CIK 2023508. 9 Form 4 filings on record with FilingPulse; latest filed 2025-10-06.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-05-16 to 2025-10-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 6 filings — 16,544 shares, $95,077 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
- Largest priced transaction: sale of 7,332 shares @ $6.51 ($47,713) in National CineMedia, Inc., filed 2024-12-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| National CineMedia, Inc. (NCMI) | President - Sales & Marketing | 9 | — | 6 legs · 16,544 sh · $95,077 | 13 |
Form 4 filings — Sullivan Catherine
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-10-06 | 4 | National CineMedia, Inc. (NCMI) | Sale (S): 734 @ $4.31 | EDGAR |
| 2025-10-02 | 4 | National CineMedia, Inc. (NCMI) | Option exercise (M): 4,771 @ $0 · Sale (S): 1,835 @ $4.44 · Option exercise (M): 4,771 (derivative) @ $0 | EDGAR |
| 2025-08-25 | 4 | National CineMedia, Inc. (NCMI) | Sale (S): 734 @ $4.19 | EDGAR |
| 2025-07-02 | 4 | National CineMedia, Inc. (NCMI) | Option exercise (M): 4,771 @ $0 · Sale (S): 1,834 @ $4.82 · Option exercise (M): 4,771 (derivative) @ $0 | EDGAR |
| 2025-05-05 | 4 | National CineMedia, Inc. (NCMI) | Grant/award (A): 61,947 (derivative) @ $0 | EDGAR |
| 2025-04-01 | 4 | National CineMedia, Inc. (NCMI) | Option exercise (M): 4,771 @ $0 · Tax withholding (F): 1,720 @ $5.84 · Option exercise (M): 4,771 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | National CineMedia, Inc. (NCMI) | Option exercise (M): 10,603 @ $0 · Sale (S): 4,075 @ $5.92 · Option exercise (M): 10,603 (derivative) @ $0 | EDGAR |
| 2024-12-30 | 4 | National CineMedia, Inc. (NCMI) | Option exercise (M): 19,085 @ $0 · Sale (S): 7,332 @ $6.51 · Option exercise (M): 19,085 (derivative) @ $0 | EDGAR |
| 2024-05-16 | 4 | National CineMedia, Inc. (NCMI) | Grant/award (A): 127,236 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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