Malhotra Shawn — SEC Form 4 filings
SEC reporting owner CIK 2028112. 10 Form 4 filings on record with FilingPulse; latest filed 2026-09-09.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-11-08 to 2026-09-09. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Rocket Companies, Inc. (RKT) | Chief Technology Officer | 10 | — | — | 11 |
Form 4 filings — Malhotra Shawn
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-09 | 4 | Rocket Companies, Inc. (RKT) | Tax withholding (F): 37,930 @ $14.06 | EDGAR |
| 2026-05-07 | 4 | Rocket Companies, Inc. (RKT) | Tax withholding (F): 52,484 @ $14.09 | EDGAR |
| 2026-04-08 | 4 | Rocket Companies, Inc. (RKT) | Tax withholding (F): 13,751 @ $15.03 | EDGAR |
| 2026-03-10 | 4 | Rocket Companies, Inc. (RKT) | Grant/award (A): 250,836 @ $0 · Tax withholding (F): 15,723 @ $14.95 | EDGAR |
| 2025-11-07 | 4 | Rocket Companies, Inc. (RKT) | Tax withholding (F): 51,673 @ $16.30 | EDGAR |
| 2025-10-10 | 4 | Rocket Companies, Inc. (RKT) | Grant/award (A): 154,130 @ $0 | EDGAR |
| 2025-09-09 | 4 | Rocket Companies, Inc. (RKT) | Tax withholding (F): 15,558 @ $20.26 | EDGAR |
| 2025-05-08 | 4 | Rocket Companies, Inc. (RKT) | Tax withholding (F): 51,683 @ $11.53 | EDGAR |
| 2025-03-11 | 4 | Rocket Companies, Inc. (RKT) | Grant/award (A): 174,381 @ $0 | EDGAR |
| 2024-11-08 | 4 | Rocket Companies, Inc. (RKT) | Tax withholding (F): 52,494 @ $15.75 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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