New Mountain Guardian IV Rated Feeder III, Ltd. — SEC Form 4 filings
SEC reporting owner CIK 2028527. 5 Form 4 filings on record with FilingPulse; latest filed 2025-12-17.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-12-10 to 2025-12-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 5 legs across 5 filings — 16,481,130 shares, $164,811,300 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 5,992,452 shares @ $10.00 ($59,924,520) in New Mountain Guardian IV BDC, L.L.C., filed 2025-12-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| New Mountain Guardian IV BDC, L.L.C. (N) | 10% owner | 4 | 4 legs · 14,981,130 sh · $149,811,300 | — | — |
| New Mountain Guardian IV Income Fund, L.L.C. (N) | 10% owner | 1 | 1 leg · 1,500,000 sh · $15,000,000 | — | — |
Form 4 filings — New Mountain Guardian IV Rated Feeder III, Ltd.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-17 | 4 | New Mountain Guardian IV BDC, L.L.C. (N) | Purchase (P): 3,329,140 @ $10 | EDGAR |
| 2025-12-03 | 4 | New Mountain Guardian IV BDC, L.L.C. (N) | Purchase (P): 5,992,452 @ $10 | EDGAR |
| 2025-12-03 | 4 | New Mountain Guardian IV Income Fund, L.L.C. (N) | Purchase (P): 1,500,000 @ $10 | EDGAR |
| 2025-09-18 | 4 | New Mountain Guardian IV BDC, L.L.C. | Purchase (P): 1,664,570 @ $10 | EDGAR |
| 2024-12-10 | 4 | New Mountain Guardian IV BDC, L.L.C. | Purchase (P): 3,994,968 @ $10 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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