Berkowitz Randy William — SEC Form 4 filings
SEC reporting owner CIK 2028740. 4 Form 4 filings on record with FilingPulse; latest filed 2026-02-03.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2025-02-04 to 2026-02-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BlackRock Capital Allocation Term Trust (BCAT) | — | 2 | — | — | 8 |
| BlackRock ESG Capital Allocation Term Trust (ECAT) | — | 2 | — | — | 4 |
Form 4 filings — Berkowitz Randy William
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-03 | 4 | BlackRock Capital Allocation Term Trust (BCAT) | Option exercise (M): 3,680.39 · Disposition to issuer (D): 3,680.39 @ $14.70 · Option exercise (M): 712.17 (derivative) · Option exercise (M): 2,968.21 (derivative) | EDGAR |
| 2026-02-03 | 4 | BlackRock ESG Capital Allocation Term Trust (ECAT) | Option exercise (M): 659.34 · Disposition to issuer (D): 659.34 @ $15.44 · Option exercise (M): 659.34 (derivative) | EDGAR |
| 2025-02-04 | 4 | BlackRock Capital Allocation Term Trust (BCAT) | Option exercise (M): 2,376.60 · Disposition to issuer (D): 2,376.60 @ $15.45 · Grant/award (A): 1,710.68 (derivative) @ $15.45 · Option exercise (M): 2,376.60 (derivative) | EDGAR |
| 2025-02-04 | 4 | BlackRock ESG Capital Allocation Term Trust (ECAT) | Grant/award (A): 1,590.25 (derivative) @ $16.62 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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