Simcock Stephen — SEC Form 4 filings
SEC reporting owner CIK 2028884. 7 Form 4 filings on record with FilingPulse; latest filed 2025-12-17.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-07-10 to 2025-12-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SoFi Technologies, Inc. (SOFI) | General Counsel | 7 | — | — | 23 |
Form 4 filings — Simcock Stephen
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-17 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 71,353 · Option exercise (M): 6,534 · Tax withholding (F): 44,749 @ $26.26 · Option exercise (M): 71,353 (derivative) @ $0 · Option exercise (M): 6,534 (derivative) @ $0 | EDGAR |
| 2025-09-17 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 71,353 · Option exercise (M): 6,534 · Tax withholding (F): 39,116 @ $26.99 · Option exercise (M): 71,353 (derivative) @ $0 · Option exercise (M): 6,534 (derivative) @ $0 | EDGAR |
| 2025-06-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 71,353 · Option exercise (M): 6,533 · Tax withholding (F): 38,222 @ $14.66 · Option exercise (M): 71,353 (derivative) @ $0 · Option exercise (M): 6,533 (derivative) @ $0 | EDGAR |
| 2025-03-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 71,353 · Tax withholding (F): 24,420 @ $12.16 · Option exercise (M): 71,353 (derivative) @ $0 | EDGAR |
| 2025-03-12 | 4 | SoFi Technologies, Inc. (SOFI) | Grant/award (A): 104,541 (derivative) | EDGAR |
| 2024-12-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 142,706 · Tax withholding (F): 65,379 @ $16.43 · Option exercise (M): 142,706 (derivative) @ $0 | EDGAR |
| 2024-07-10 | 4 | SoFi Technologies, Inc. (SOFI) | Grant/award (A): 1,141,650 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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