Phan Kong — SEC Form 4 filings
SEC reporting owner CIK 2037243. 21 Form 4 filings on record with FilingPulse; latest filed 2026-03-19.
Transaction summary — filings shown
Covers all 21 filings on record, filed 2024-09-24 to 2026-03-19. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 23 legs across 18 filings — 62,480 shares, $1,764,570 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: sale of 10,785 shares @ $31.19 ($336,384) in Confluent, Inc., filed 2024-12-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Confluent, Inc. (CFLT) | Chief Accounting Officer | 21 | — | 23 legs · 62,480 sh · $1,764,570 | 18 |
Form 4 filings — Phan Kong
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-19 | 4 | Confluent, Inc. (CFLT) | Disposition to issuer (D): 149,758 · Disposition to issuer (D): 96,078 · Disposition to issuer (D): 11,103 (derivative) · Disposition to issuer (D): 21,623 (derivative) | EDGAR |
| 2026-03-09 | 4 | Confluent, Inc. (CFLT) | Option exercise (M): 6,377 @ $15.68 · Option exercise (M): 21,231 @ $4.71 · Option exercise (M): 6,377 (derivative) @ $0 · Option exercise (M): 21,231 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | Confluent, Inc. (CFLT) | Sale (S): 2,277 @ $30.70 | EDGAR |
| 2025-12-23 | 4 | Confluent, Inc. (CFLT) | Sale (S): 4,545 @ $29.96 | EDGAR |
| 2025-12-10 | 4 | Confluent, Inc. (CFLT) | Sale (S): 3,841 @ $29.84 | EDGAR |
| 2025-11-24 | 4 | Confluent, Inc. (CFLT) | Sale (S): 2,640 @ $22.51 | EDGAR |
| 2025-10-31 | 4 | Confluent, Inc. (CFLT) | Sale (S): 1,003 @ $24 | EDGAR |
| 2025-09-24 | 4 | Confluent, Inc. (CFLT) | Sale (S): 4,544 @ $19.87 | EDGAR |
| 2025-08-22 | 4 | Confluent, Inc. (CFLT) | Sale (S): 2,664 @ $17.01 | EDGAR |
| 2025-06-24 | 4 | Confluent, Inc. (CFLT) | Sale (S): 21 @ $23.19 · Sale (S): 3,554 @ $23.49 | EDGAR |
| 2025-06-09 | 4 | Confluent, Inc. (CFLT) | Sale (S): 1,309 @ $24 | EDGAR |
| 2025-05-22 | 4 | Confluent, Inc. (CFLT) | Sale (S): 1,890 @ $21.83 | EDGAR |
| 2025-03-24 | 4 | Confluent, Inc. (CFLT) | Sale (S): 3,175 @ $26.86 | EDGAR |
| 2025-02-28 | 4 | Confluent, Inc. (CFLT) | Grant/award (A): 76,076 @ $0 · Sale (S): 760 @ $32 | EDGAR |
| 2025-02-25 | 4 | Confluent, Inc. (CFLT) | Sale (S): 2,178 @ $31.58 · Sale (S): 1,600 @ $30.39 · Sale (S): 1,440 @ $31.16 | EDGAR |
| 2025-02-18 | 4 | Confluent, Inc. (CFLT) | Option exercise (M): 4,000 @ $4.71 · Option exercise (M): 2,000 @ $15.68 · Sale (S): 5,196 @ $36.13 · Sale (S): 1,150 @ $36.65 · Option exercise (M): 4,000 (derivative) @ $0 · Option exercise (M): 2,000 (derivative) @ $0 | EDGAR |
| 2024-12-23 | 4 | Confluent, Inc. (CFLT) | Sale (S): 3,947 @ $28.74 | EDGAR |
| 2024-12-16 | 4 | Confluent, Inc. (CFLT) | Option exercise (M): 2,000 @ $0.92 · Option exercise (M): 3,666 @ $4.71 · Sale (S): 10,785 @ $31.19 · Sale (S): 1,675 @ $31.98 · Option exercise (M): 2,000 (derivative) @ $0 · Option exercise (M): 3,666 (derivative) @ $0 | EDGAR |
| 2024-11-22 | 4 | Confluent, Inc. (CFLT) | Sale (S): 2,096 @ $28.23 | EDGAR |
| 2024-09-27 | 4 | Confluent, Inc. (CFLT) | Grant/award (A): 68,124 @ $0 | EDGAR |
| 2024-09-24 | 4 | Confluent, Inc. (CFLT) | Sale (S): 190 @ $20.12 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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