Klein Frank — SEC Form 4 filings
SEC reporting owner CIK 2037530. 15 Form 4 filings on record with FilingPulse; latest filed 2026-08-28.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-09-20 to 2026-08-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 58 legs across 14 filings — 574,263 shares, $37,793,873 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: sale of 42,270 shares @ $69.53 ($2,939,223) in Rocket Lab Corp, filed 2026-08-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Rocket Lab Corp (RKLB) | Chief Operations Officer | 15 | — | 58 legs · 574,263 sh · $37,793,873 | 1 |
Form 4 filings — Klein Frank
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-28 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 15,300 @ $66.25 · Sale (S): 19,800 @ $66.86 · Sale (S): 458 @ $67.54 | EDGAR |
| 2026-08-26 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 42,270 @ $69.53 · Sale (S): 1,368 @ $70.20 · Sale (S): 2,054 @ $71.17 | EDGAR |
| 2026-06-01 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 700 @ $143.05 · Sale (S): 2,700 @ $144.15 · Sale (S): 1,600 @ $145.23 · Sale (S): 4,000 @ $146.27 · Sale (S): 9,909 @ $147.13 · Sale (S): 8,694 @ $148.13 · +2 more | EDGAR |
| 2026-05-28 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 1,172 @ $139.41 · Sale (S): 3,490 @ $140.20 · Sale (S): 4,336 @ $141.46 · Sale (S): 12,915 @ $142.35 · Sale (S): 17,288 @ $143.24 · Sale (S): 5,189 @ $144.13 | EDGAR |
| 2026-03-04 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 3,182 @ $66.83 · Sale (S): 2,244 @ $67.92 · Sale (S): 8,173 @ $69.10 · Sale (S): 25,971 @ $70.03 · Sale (S): 4,912 @ $70.62 · Sale (S): 2,000 @ $70.25 · +4 more | EDGAR |
| 2026-01-06 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 2,700 @ $67.61 · Sale (S): 3,100 @ $68.91 · Sale (S): 5,800 @ $69.79 · Sale (S): 17,920 @ $71.00 · Sale (S): 10,989 @ $71.79 · Sale (S): 18,200 @ $72.82 · +3 more | EDGAR |
| 2025-11-26 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 4,236 @ $41.96 · Sale (S): 500 @ $43.16 | EDGAR |
| 2025-11-25 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 10,430 @ $40.02 · Sale (S): 31,181 @ $40.86 · Sale (S): 171 @ $41.35 | EDGAR |
| 2025-09-18 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 8,244 @ $47.78 · Sale (S): 21,244 @ $48.60 · Sale (S): 9,169 @ $49.41 · Sale (S): 4,461 @ $50.52 · Sale (S): 2,417 @ $51.63 · Sale (S): 1,849 @ $47.31 · +1 more | EDGAR |
| 2025-06-10 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 2,546 @ $30 | EDGAR |
| 2025-06-03 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 44,885 @ $26.66 · Sale (S): 1,818 @ $26.51 | EDGAR |
| 2025-05-30 | 4 | Rocket Lab Corp (RKLB) | Sale (S): 2,569 @ $29.97 | EDGAR |
| 2025-03-18 | 4 | Rocket Lab USA, Inc. (RKLB) | Sale (S): 44,553 @ $18.18 · Sale (S): 1,835 @ $19.93 | EDGAR |
| 2024-11-27 | 4 | Rocket Lab USA, Inc. (RKLB) | Sale (S): 35,968 @ $24.15 | EDGAR |
| 2024-09-20 | 4 | Rocket Lab USA, Inc. (RKLB) | Grant/award (A): 1,300,000 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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