Wu Steven — SEC Form 4 filings
SEC reporting owner CIK 2037821. 9 Form 4 filings on record with FilingPulse; latest filed 2026-09-18.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2025-09-18 to 2026-09-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 127,813 shares, $461,107 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
- Largest priced transaction: sale of 115,480 shares @ $3.56 ($411,109) in AMERICAN BATTERY TECHNOLOGY Co, filed 2026-06-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Chief Operating Officer | 9 | — | 2 legs · 127,813 sh · $461,107 | 21 |
Form 4 filings — Wu Steven
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-18 | 4 | AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Grant/award (A): 111,667 @ $0 · Tax withholding (F): 58,680 @ $2.18 | EDGAR |
| 2026-08-25 | 4 | AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Grant/award (A): 63,373 @ $0 · Tax withholding (F): 31,344 @ $2.40 · Purchase (P): 291,540 (derivative) @ $1.07 | EDGAR |
| 2026-06-18 | 4 | AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Grant/award (A): 102,598 @ $0 · Tax withholding (F): 55,680 @ $3.18 | EDGAR |
| 2026-06-15 | 4 | AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Sale (S): 115,480 @ $3.56 | EDGAR |
| 2026-06-08 | 4 | AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Grant/award (A): 203,700 @ $0 · Tax withholding (F): 107,760 @ $3.49 · Purchase (P): 1,093,275 (derivative) @ $1.07 | EDGAR |
| 2026-03-18 | 4 | AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Grant/award (A): 30,178 @ $0 · Grant/award (A): 38,476 @ $0 · Tax withholding (F): 27,635 @ $3.22 | EDGAR |
| 2025-12-18 | 4 | AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Grant/award (A): 30,177 @ $0 · Grant/award (A): 38,478 @ $0 · Tax withholding (F): 33,675 @ $3.79 | EDGAR |
| 2025-12-08 | 4 | AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Option exercise/expiry (X): 50,000 @ $1 · Sale (S): 12,333 @ $4.05 · Option exercise/expiry (X): 50,000 (derivative) @ $0 | EDGAR |
| 2025-09-18 | 4 | AMERICAN BATTERY TECHNOLOGY Co (ABAT) | Grant/award (A): 274,617 @ $0 · Tax withholding (F): 117,400 @ $2.63 · Purchase (P): 1,240,709 (derivative) @ $1.07 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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