Rivera Cathryn — SEC Form 4 filings
SEC reporting owner CIK 2040286. 3 Form 4 filings on record with FilingPulse; latest filed 2026-06-03.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-10-11 to 2026-06-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 2,500 shares, $10,825 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 2,500 shares @ $4.33 ($10,825) in CADIZ INC, filed 2026-06-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CADIZ INC (CDZI) | Chief Operating Officer | 3 | — | 1 leg · 2,500 sh · $10,825 | 3 |
Form 4 filings — Rivera Cathryn
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-03 | 4 | CADIZ INC (CDZI) | Sale (S): 2,500 @ $4.33 | EDGAR |
| 2026-04-10 | 4 | CADIZ INC (CDZI) | Grant/award (A): 10,000 @ $0 | EDGAR |
| 2024-10-11 | 4 | CADIZ INC (CDZI) | Grant/award (A): 137,500 @ $0 · Grant/award (A): 137,500 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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