Diefenbach Douglas H. — SEC Form 4 filings
SEC reporting owner CIK 2043515. 2 Form 4 filings on record with FilingPulse; latest filed 2025-08-12.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2025-05-20 to 2025-08-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 666 shares, $18,095 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 666 shares @ $27.17 ($18,095) in ETHAN ALLEN INTERIORS INC, filed 2025-05-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ETHAN ALLEN INTERIORS INC (ETD) | SVP, Business Development | 2 | — | 1 leg · 666 sh · $18,095 | 3 |
Form 4 filings — Diefenbach Douglas H.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-08-12 | 4 | ETHAN ALLEN INTERIORS INC (ETD) | Tax withholding (F): 164 @ $29.47 | EDGAR |
| 2025-05-20 | 4 | ETHAN ALLEN INTERIORS INC (ETD) | Option exercise (M): 666 @ $26.19 · Sale (S): 666 @ $27.17 · Option exercise (M): 666 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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