Mason Peter Daniel Charles — SEC Form 4 filings
SEC reporting owner CIK 2045505. 3 Form 4 filings on record with FilingPulse; latest filed 2025-09-05.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2025-07-15 to 2025-09-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 14,885 shares, $100,403 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 2,580 shares @ $15.59 ($40,221) in LMP CAPITAL & INCOME FUND INC., filed 2025-07-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LMP CAPITAL & INCOME FUND INC. (SCD) | Director | 1 | 1 leg · 2,580 sh · $40,221 | — | — |
| WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (HIO) | Director | 1 | 1 leg · 10,000 sh · $40,183 | — | — |
| BrandywineGLOBAL-Global Income Opportunities Fund Inc (BWG) | Director | 1 | 1 leg · 2,305 sh · $19,999 | — | — |
Form 4 filings — Mason Peter Daniel Charles
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-09-05 | 4 | BrandywineGLOBAL-Global Income Opportunities Fund Inc (BWG) | Purchase (P): 2,305 @ $8.68 | EDGAR |
| 2025-07-15 | 4 | LMP CAPITAL & INCOME FUND INC. (SCD) | Purchase (P): 2,580 @ $15.59 | EDGAR |
| 2025-07-15 | 4 | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (HIO) | Purchase (P): 10,000 @ $4.02 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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