BARNUM AUBREE — SEC Form 4 filings
SEC reporting owner CIK 2045589. 9 Form 4 filings on record with FilingPulse; latest filed 2026-04-14.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2025-04-14 to 2026-04-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 4,763 shares, $21,434 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: sale of 4,763 shares @ $4.50 ($21,434) in LITHIUM AMERICAS CORP., filed 2025-11-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LITHIUM AMERICAS CORP. (LAC) | VP, Human Resources | 9 | — | 1 leg · 4,763 sh · $21,434 | 18 |
Form 4 filings — BARNUM AUBREE
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-14 | 4 | LITHIUM AMERICAS CORP. (LAC) | Option exercise (M): 15,673 · Tax withholding (F): 17,278 @ $4.17 · Option exercise (M): 15,673 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | LITHIUM AMERICAS CORP. (LAC) | Grant/award (A): 8,548 @ $0 · Tax withholding (F): 3,735 @ $4.54 | EDGAR |
| 2026-02-02 | 4 | LITHIUM AMERICAS CORP. (LAC) | Grant/award (A): 25,613 @ $0 · Grant/award (A): 26,199 (derivative) @ $0 | EDGAR |
| 2026-01-27 | 4 | LITHIUM AMERICAS CORP. (LAC) | Option exercise (M): 7,037 · Tax withholding (F): 3,137 @ $6.47 · Option exercise (M): 7,037 (derivative) @ $0 | EDGAR |
| 2025-11-18 | 4 | LITHIUM AMERICAS CORP. (LAC) | Option exercise (M): 11,417 @ $0 · Sale (S): 4,763 @ $4.50 · Option exercise (M): 11,417 (derivative) @ $0 | EDGAR |
| 2025-06-11 | 4 | LITHIUM AMERICAS CORP. (LAC) | Tax withholding (F): 17,014 @ $2.74 | EDGAR |
| 2025-04-17 | 4 | LITHIUM AMERICAS CORP. (LAC) | Tax withholding (F): 3,050 @ $2.75 | EDGAR |
| 2025-04-14 | 4 | LITHIUM AMERICAS CORP. (LAC) | Option exercise (M): 7,037 @ $0 · Option exercise (M): 7,037 (derivative) @ $0 | EDGAR |
| 2025-04-14 | 4 | LITHIUM AMERICAS CORP. (LAC) | Grant/award (A): 41,507 @ $0 · Grant/award (A): 47,020 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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