Richard Stephanie N — SEC Form 4 filings
SEC reporting owner CIK 2045848. 7 Form 4 filings on record with FilingPulse; latest filed 2026-08-05.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2025-02-04 to 2026-08-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 18,000 shares, $688,997 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: sale of 8,000 shares @ $32.14 ($257,121) in Ally Financial Inc., filed 2025-05-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Ally Financial Inc. (ALLY) | Chief Risk Officer | 7 | — | 3 legs · 18,000 sh · $688,997 | 10 |
Form 4 filings — Richard Stephanie N
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-05 | 4 | Ally Financial Inc. (ALLY) | Sale (S): 5,000 @ $44.23 | EDGAR |
| 2026-05-19 | 4 | Ally Financial Inc. (ALLY) | Sale (S): 5,000 @ $42.14 | EDGAR |
| 2026-02-03 | 4 | Ally Financial Inc. (ALLY) | Tax withholding (F): 1,703 @ $42.30 · Tax withholding (F): 2,021 @ $42.30 · Tax withholding (F): 1,705 @ $42.30 · Grant/award (A): 18,972 @ $42.30 | EDGAR |
| 2025-11-26 | 4 | Ally Financial Inc. (ALLY) | Tax withholding (F): 460 @ $37.65 | EDGAR |
| 2025-10-23 | 4 | Ally Financial Inc. (ALLY) | Tax withholding (F): 4,543 @ $40.50 | EDGAR |
| 2025-05-01 | 4 | Ally Financial Inc. (ALLY) | Sale (S): 8,000 @ $32.14 | EDGAR |
| 2025-02-04 | 4 | Ally Financial Inc. (ALLY) | Tax withholding (F): 1,156 @ $39.06 · Tax withholding (F): 1,663 @ $39.06 · Tax withholding (F): 1,831 @ $39.06 · Grant/award (A): 13,825 @ $39.06 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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