THIELE CANDACE L — SEC Form 4 filings
SEC reporting owner CIK 2046152. 7 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2025-03-18 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 700 shares, $63,094 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 28.
- Largest priced transaction: sale of 700 shares @ $90.14 ($63,094) in Axos Financial, Inc., filed 2025-09-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Axos Financial, Inc. (AX) | — | 7 | — | 1 leg · 700 sh · $63,094 | 28 |
Form 4 filings — THIELE CANDACE L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,122 @ $92.68 · Disposition to issuer (D): 547 @ $92.68 · Option exercise (M): 1,122 (derivative) @ $0 · Grant/award (A): 1,079 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 444 @ $82.93 · Disposition to issuer (D): 217 @ $82.93 · Option exercise (M): 444 (derivative) @ $0 | EDGAR |
| 2026-03-16 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 398 @ $84.68 · Option exercise (M): 405 @ $84.68 · Disposition to issuer (D): 215 @ $84.68 · Disposition to issuer (D): 219 @ $84.68 · Option exercise (M): 398 (derivative) @ $0 · Option exercise (M): 405 (derivative) @ $0 · +1 more | EDGAR |
| 2025-09-17 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 393 @ $90.29 · Option exercise (M): 395 @ $90.29 · Disposition to issuer (D): 200 @ $90.29 · Disposition to issuer (D): 199 @ $90.29 · Option exercise (M): 393 (derivative) @ $0 · Option exercise (M): 395 (derivative) @ $0 · +1 more | EDGAR |
| 2025-09-03 | 4 | Axos Financial, Inc. (AX) | Sale (S): 700 @ $90.14 | EDGAR |
| 2025-03-21 | 4 | Axos Financial, Inc. (AX) | Grant/award (A): 1,334 (derivative) @ $0 | EDGAR |
| 2025-03-18 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 398 @ $63.94 · Option exercise (M): 404 @ $63.94 · Disposition to issuer (D): 223 @ $63.94 · Disposition to issuer (D): 226 @ $63.94 · Option exercise (M): 398 (derivative) @ $0 · Option exercise (M): 404 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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