Puri Raj K. — SEC Form 4 filings
SEC reporting owner CIK 2046483. 16 Form 4 filings on record with FilingPulse; latest filed 2026-09-10.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-12-18 to 2026-09-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 5,600 shares, $9,743 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 39.
- Largest priced transaction: purchase of 5,600 shares @ $1.74 ($9,743) in IOVANCE BIOTHERAPEUTICS, INC., filed 2025-05-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Chief Regulatory Officer | 16 | 1 leg · 5,600 sh · $9,743 | — | 39 |
Form 4 filings — Puri Raj K.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-10 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 9,766 @ $0 · Tax withholding (F): 4,478 @ $8.70 · Option exercise (M): 9,766 (derivative) @ $0 | EDGAR |
| 2026-09-03 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 5,470 @ $0 · Tax withholding (F): 2,508 @ $8.28 · Option exercise (M): 5,470 (derivative) @ $0 | EDGAR |
| 2026-06-18 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Grant/award (A): 15,000 (derivative) @ $0 | EDGAR |
| 2026-06-09 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 9,766 @ $0 · Tax withholding (F): 3,843 @ $4.23 · Option exercise (M): 9,766 (derivative) @ $0 | EDGAR |
| 2026-06-03 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 5,469 @ $0 · Tax withholding (F): 2,508 @ $3.96 · Option exercise (M): 5,469 (derivative) @ $0 | EDGAR |
| 2026-03-11 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Grant/award (A): 117,500 (derivative) @ $0 | EDGAR |
| 2026-03-06 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 39,059 @ $0 · Tax withholding (F): 18,360 @ $4.58 · Option exercise (M): 39,059 (derivative) @ $0 | EDGAR |
| 2026-03-04 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 5,470 @ $0 · Tax withholding (F): 2,798 @ $3.79 · Option exercise (M): 5,470 (derivative) @ $0 | EDGAR |
| 2025-12-03 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 5,469 @ $0 · Tax withholding (F): 2,467 @ $2.23 · Option exercise (M): 5,469 (derivative) @ $0 | EDGAR |
| 2025-09-04 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 5,470 @ $0 · Tax withholding (F): 2,467 @ $2.19 · Option exercise (M): 5,470 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 5,469 @ $0 · Tax withholding (F): 2,467 @ $1.76 · Option exercise (M): 5,469 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Purchase (P): 5,600 @ $1.74 | EDGAR |
| 2025-03-18 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 8,334 @ $0 · Tax withholding (F): 2,509 @ $3.59 · Option exercise (M): 8,334 (derivative) @ $0 | EDGAR |
| 2025-03-07 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Grant/award (A): 117,190 (derivative) @ $0 | EDGAR |
| 2025-03-05 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 59,999 @ $0 · Tax withholding (F): 19,984 @ $4.04 · Option exercise (M): 59,999 (derivative) @ $0 | EDGAR |
| 2024-12-18 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 8,334 @ $0 · Tax withholding (F): 3,759 @ $7.84 · Option exercise (M): 8,334 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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