Roman Shawn David — SEC Form 4 filings
SEC reporting owner CIK 2048672. 4 Form 4 filings on record with FilingPulse; latest filed 2026-06-17.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2025-01-17 to 2026-06-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Apyx Medical Corp (APYX) | Chief Operating Officer | 4 | — | — | 7 |
Form 4 filings — Roman Shawn David
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-17 | 4 | Apyx Medical Corp (APYX) | Option exercise (M): 15,000 @ $3.23 · Tax withholding (F): 10,533 @ $4.60 · Option exercise (M): 15,000 (derivative) @ $0 | EDGAR |
| 2026-06-15 | 4 | Apyx Medical Corp (APYX) | Grant/award (A): 88,044 (derivative) @ $0 | EDGAR |
| 2026-01-29 | 4 | Apyx Medical Corp (APYX) | Option exercise (M): 12,000 @ $1.80 · Option exercise (M): 12,000 (derivative) @ $0 | EDGAR |
| 2025-01-17 | 4 | Apyx Medical Corp (APYX) | Grant/award (A): 100,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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