Goodman Kelly F. — SEC Form 4 filings
SEC reporting owner CIK 2056453. 9 Form 4 filings on record with FilingPulse; latest filed 2026-08-24.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2025-04-04 to 2026-08-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 12,902 shares, $10,516 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: sale of 2,269 shares @ $1.54 ($3,494) in ESS Tech, Inc., filed 2026-02-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ESS Tech, Inc. (GWH) | SEE REMARKS | 9 | — | 4 legs · 12,902 sh · $10,516 | 8 |
Form 4 filings — Goodman Kelly F.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-24 | 4 | ESS Tech, Inc. (GWH) | Sale (S): 5,400 @ $0.40 | EDGAR |
| 2026-05-26 | 4 | ESS Tech, Inc. (GWH) | Sale (S): 2,482 @ $0.92 · Sale (S): 2,751 @ $0.93 | EDGAR |
| 2026-02-26 | 4 | ESS Tech, Inc. (GWH) | Grant/award (A): 137,500 @ $0 · Grant/award (A): 137,500 (derivative) @ $0 | EDGAR |
| 2026-02-26 | 4 | ESS Tech, Inc. (GWH) | Sale (S): 2,269 @ $1.54 | EDGAR |
| 2025-11-21 | 4 | ESS Tech, Inc. (GWH) | Tax withholding (F): 4,513 @ $2.40 | EDGAR |
| 2025-08-21 | 4 | ESS Tech, Inc. (GWH) | Tax withholding (F): 4,326 @ $1.61 | EDGAR |
| 2025-05-22 | 4 | ESS Tech, Inc. (GWH) | Tax withholding (F): 2,164 @ $1.96 | EDGAR |
| 2025-04-15 | 4 | ESS Tech, Inc. (GWH) | Grant/award (A): 36,930 @ $0 | EDGAR |
| 2025-04-04 | 4 | ESS Tech, Inc. (GWH) | Grant/award (A): 10,000 @ $0 · Tax withholding (F): 1,489 @ $4.81 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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