Williams Charles Alan — SEC Form 4 filings
SEC reporting owner CIK 2057567. 11 Form 4 filings on record with FilingPulse; latest filed 2026-09-02.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2025-02-21 to 2026-09-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 8 legs across 6 filings — 268,208 shares, $4,493,258 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: purchase of 85,000 shares @ $16.74 ($1,422,926) in NORTHPOINTE BANCSHARES INC, filed 2026-09-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NORTHPOINTE BANCSHARES INC (NPB) | CHAIRMAN & CEO, Director, 10% owner | 11 | 8 legs · 268,208 sh · $4,493,258 | — | 11 |
Form 4 filings — Williams Charles Alan
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-02 | 4 | NORTHPOINTE BANCSHARES INC (NPB) jointly with Charles A Williams TR Charles A Williams Trust | Purchase (P): 85,000 @ $16.74 | EDGAR |
| 2026-08-26 | 4 | NORTHPOINTE BANCSHARES INC (NPB) jointly with Charles A Williams TR Charles A Williams Trust | Purchase (P): 30,000 @ $16.95 · Purchase (P): 48,312 @ $16.95 | EDGAR |
| 2026-06-05 | 4 | NORTHPOINTE BANCSHARES INC (NPB) jointly with Charles A Williams TR Charles A Williams Trust | Grant/award (A): 28,000 (derivative) @ $0 | EDGAR |
| 2026-05-14 | 4 | NORTHPOINTE BANCSHARES INC (NPB) jointly with Charles A Williams TR Charles A Williams Trust | Purchase (P): 25,000 @ $17.08 | EDGAR |
| 2026-05-13 | 4 | NORTHPOINTE BANCSHARES INC (NPB) jointly with Charles A Williams TR Charles A Williams Trust | Purchase (P): 25,000 @ $17.21 | EDGAR |
| 2026-04-02 | 4 | NORTHPOINTE BANCSHARES INC (NPB) jointly with Charles A Williams TR Charles A Williams Trust | Option exercise (M): 49,560 @ $0 · Option exercise (M): 9,333 @ $0 · Option exercise (M): 49,560 (derivative) @ $0 · Option exercise (M): 9,333 (derivative) @ $0 | EDGAR |
| 2026-02-13 | 4 | NORTHPOINTE BANCSHARES INC (NPB) jointly with Charles A Williams TR Charles A Williams Trust | Purchase (P): 14,205 @ $16.90 · Purchase (P): 23,450 @ $16.88 | EDGAR |
| 2025-12-15 | 4 | NORTHPOINTE BANCSHARES INC (NPB) jointly with Charles A Williams TR Charles A Williams Trust | Gift (G): 49,560 @ $0 · Gift (G): 49,560 @ $0 · Gift (G): 140,000 @ $0 | EDGAR |
| 2025-06-30 | 4 | NORTHPOINTE BANCSHARES INC (NPB) | Grant/award (A): 28,000 (derivative) @ $0 | EDGAR |
| 2025-04-03 | 4 | NORTHPOINTE BANCSHARES INC (NPB) | Option exercise (M): 49,560 @ $0 · Option exercise (M): 49,560 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | NORTHPOINTE BANCSHARES INC (NPB) | Purchase (P): 17,241 @ $14.50 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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