Klein James D. — SEC Form 4 filings
SEC reporting owner CIK 2058497. 8 Form 4 filings on record with FilingPulse; latest filed 2026-06-08.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2025-03-04 to 2026-06-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 4 filings — 1,922 shares, $146,154 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
- Largest priced transaction: sale of 630 shares @ $73.40 ($46,242) in QCR HOLDINGS INC, filed 2025-03-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| QCR HOLDINGS INC (QCRH) | President, CRBT | 8 | — | 4 legs · 1,922 sh · $146,154 | 21 |
Form 4 filings — Klein James D.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-08 | 4 | QCR HOLDINGS INC (QCRH) | Sale (S): 428 @ $60.74 | EDGAR |
| 2026-06-05 | 4 | QCR HOLDINGS INC (QCRH) | Option exercise (M): 94 @ $66.52 · Grant/award (A): 376 (derivative) @ $0 · Option exercise (M): 94 (derivative) @ $0 | EDGAR |
| 2026-04-30 | 4 | QCR HOLDINGS INC (QCRH) | Sale (S): 310 @ $91 | EDGAR |
| 2026-03-12 | 4 | QCR HOLDINGS INC (QCRH) | Sale (S): 554 @ $82.50 | EDGAR |
| 2026-03-04 | 4 | QCR HOLDINGS INC (QCRH) | Option exercise (M): 116 @ $75.04 · Option exercise (M): 161 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | QCR HOLDINGS INC (QCRH) | Option exercise (M): 152 @ $53.87 · Option exercise (M): 153 @ $53.31 · Option exercise (M): 133 @ $56.79 · Option exercise (M): 211 (derivative) @ $0 · Option exercise (M): 208 (derivative) @ $0 · Option exercise (M): 184 (derivative) @ $0 · +1 more | EDGAR |
| 2025-03-17 | 4 | QCR HOLDINGS INC (QCRH) | Sale (S): 630 @ $73.40 | EDGAR |
| 2025-03-04 | 4 | QCR HOLDINGS INC (QCRH) | Option exercise (M): 190 @ $43.61 · Option exercise (M): 153 @ $53.87 · Option exercise (M): 154 @ $53.31 · Option exercise (M): 133 @ $56.79 · Option exercise (M): 270 (derivative) @ $0 · Option exercise (M): 212 (derivative) @ $0 · +3 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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