Ball Robert Joseph — SEC Form 4 filings
SEC reporting owner CIK 2070664. 9 Form 4 filings on record with FilingPulse; latest filed 2026-09-14.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2025-08-05 to 2026-09-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 5 legs across 3 filings — 17,400 shares, $263,156 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 10,175 shares, $187,706 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: sale of 10,175 shares @ $18.45 ($187,706) in SHOULDER INNOVATIONS, INC., filed 2026-09-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SHOULDER INNOVATIONS, INC. (SI) | CEO & Executive Chairman, Director | 9 | 5 legs · 17,400 sh · $263,156 | 1 leg · 10,175 sh · $187,706 | 16 |
Form 4 filings — Ball Robert Joseph
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-14 | 4 | SHOULDER INNOVATIONS, INC. (SI) | Option exercise (M): 89,233 @ $2.10 · Sale (S): 10,175 @ $18.45 · Option exercise (M): 89,233 (derivative) @ $0 | EDGAR |
| 2026-04-30 | 4 | SHOULDER INNOVATIONS, INC. (SI) | Option exercise (M): 10,000 @ $2.48 · Option exercise (M): 10,000 (derivative) @ $0 | EDGAR |
| 2026-03-17 | 4 | SHOULDER INNOVATIONS, INC. (SI) | Purchase (P): 2,200 @ $15.18 | EDGAR |
| 2026-02-10 | 4 | SHOULDER INNOVATIONS, INC. (SI) | Option exercise (M): 10,000 @ $2.48 · Option exercise (M): 2,062 @ $2.10 · Option exercise (M): 10,000 (derivative) @ $0 · Option exercise (M): 2,062 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | SHOULDER INNOVATIONS, INC. (SI) | Grant/award (A): 265,351 (derivative) @ $0 | EDGAR |
| 2026-01-08 | 4 | SHOULDER INNOVATIONS, INC. (SI) | Grant/award (A): 1,661 @ $12.16 | EDGAR |
| 2025-12-15 | 4 | SHOULDER INNOVATIONS, INC. (SI) | Purchase (P): 3,300 @ $14.83 · Purchase (P): 3,900 @ $14.89 | EDGAR |
| 2025-09-15 | 4 | SHOULDER INNOVATIONS, INC. (SI) | Purchase (P): 2,000 @ $14.90 · Purchase (P): 6,000 @ $15.49 | EDGAR |
| 2025-08-05 | 4 | SHOULDER INNOVATIONS, INC. (SI) | Conversion (C): 85,888 · Conversion (C): 222,304 (derivative) · Conversion (C): 176,086 (derivative) · Conversion (C): 387,346 (derivative) · Conversion (C): 706,572 (derivative) · Conversion (C): 146,459 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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