Spetzler David Baxley — SEC Form 4 filings
SEC reporting owner CIK 2071953. 6 Form 4 filings on record with FilingPulse; latest filed 2026-09-04.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2025-06-23 to 2026-09-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 400 shares, $9,540 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 3 legs across 1 filing — 597,212 shares, $14,834,107 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
- Largest priced transaction: sale of 393,100 shares @ $24.76 ($9,733,313) in Caris Life Sciences, Inc., filed 2026-09-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Caris Life Sciences, Inc. (CAI) | President | 6 | 1 leg · 400 sh · $9,540 | 3 legs · 597,212 sh · $14,834,107 | 13 |
Form 4 filings — Spetzler David Baxley
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-04 | 4 | Caris Life Sciences, Inc. (CAI) | Option exercise (M): 1,000,000 @ $2.44 · Sale (S): 393,100 @ $24.76 · Sale (S): 84,900 @ $25.32 · Option exercise (M): 250,000 @ $2.44 · Sale (S): 119,212 @ $24.76 · Option exercise (M): 1,000,000 (derivative) @ $0 · +1 more | EDGAR |
| 2026-05-18 | 4 | Caris Life Sciences, Inc. (CAI) | Tax withholding (F): 13,856 @ $15.25 | EDGAR |
| 2026-03-10 | 4 | Caris Life Sciences, Inc. (CAI) | Grant/award (A): 83,162 @ $0 | EDGAR |
| 2025-11-10 | 4 | Caris Life Sciences, Inc. (CAI) | Purchase (P): 400 @ $23.85 | EDGAR |
| 2025-08-13 | 4 | Caris Life Sciences, Inc. (CAI) | Tax withholding (F): 63,509 @ $29.75 | EDGAR |
| 2025-06-23 | 4 | Caris Life Sciences, Inc. (CAI) | Disposition to issuer (D): 700,509 @ $18.60 · Grant/award (A): 132,428 @ $0 · Option exercise (M): 75,000 @ $2.44 · Tax withholding (F): 34,782 @ $27.25 · Grant/award (A): 750,000 (derivative) @ $0 · Option exercise (M): 75,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=2071953 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →