Braun III Francis A — SEC Form 4 filings
SEC reporting owner CIK 2076594. 2 Form 4 filings on record with FilingPulse; latest filed 2026-07-07.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2025-09-17 to 2026-07-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 1,200 shares, $19,200 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 1,200 shares @ $16.00 ($19,200) in ITG, Inc./DE/, filed 2026-07-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ITG, Inc./DE/ (ITG) | Director | 1 | 1 leg · 1,200 sh · $19,200 | — | 1 |
| SHF Holdings, Inc. (SHFS) | Director | 1 | — | — | 1 |
Form 4 filings — Braun III Francis A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-07 | 4 | ITG, Inc./DE/ (ITG) | Grant/award (A): 7,500 @ $0 · Purchase (P): 1,200 @ $16 | EDGAR |
| 2025-09-17 | 4 | SHF Holdings, Inc. (SHFS) | Grant/award (A): 53,144 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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