Stevens Christopher James — SEC Form 4 filings
SEC reporting owner CIK 2079768. 4 Form 4 filings on record with FilingPulse; latest filed 2026-08-13.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2025-08-06 to 2026-08-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 36,658 shares, $128,266 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 36,658 shares @ $3.50 ($128,266) in ROCKET PHARMACEUTICALS, INC., filed 2026-08-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROCKET PHARMACEUTICALS, INC. (RCKT) | Chief Operating Officer | 4 | — | 1 leg · 36,658 sh · $128,266 | 6 |
Form 4 filings — Stevens Christopher James
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-13 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Sale (S): 36,658 @ $3.50 | EDGAR |
| 2026-08-05 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Grant/award (A): 73,313 @ $0 · Grant/award (A): 101,428 (derivative) @ $0 | EDGAR |
| 2026-02-13 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Grant/award (A): 61,963 @ $0 · Grant/award (A): 93,037 (derivative) @ $0 | EDGAR |
| 2025-08-06 | 4 | ROCKET PHARMACEUTICALS, INC. (RCKT) | Grant/award (A): 407,166 @ $0 · Grant/award (A): 554,071 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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