RiverNorth Financial Holdings, LLC — SEC Form 4 filings
SEC reporting owner CIK 2085200. 36 Form 4 filings on record with FilingPulse; latest filed 2025-12-23.
Transaction summary — filings shown
Covers all 36 filings on record, filed 2025-10-14 to 2025-12-23. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 42 legs across 36 filings — 139,134 shares, $1,988,260 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 8,177 shares @ $12.67 ($103,576) in RiverNorth Flexible Municipal Income Fund II, Inc., filed 2025-12-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | — | 20 | 23 legs · 84,454 sh · $1,228,994 | — | — |
| RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | — | 14 | 16 legs · 40,647 sh · $580,936 | — | — |
| RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | — | 2 | 3 legs · 14,033 sh · $178,330 | — | — |
Form 4 filings — RiverNorth Financial Holdings, LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-23 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 3,941 @ $14.47 | EDGAR |
| 2025-12-22 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 5,058 @ $14.46 | EDGAR |
| 2025-12-04 | 4 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Purchase (P): 2,065 @ $12.74 · Purchase (P): 3,791 @ $12.78 | EDGAR |
| 2025-12-03 | 4 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Purchase (P): 8,177 @ $12.67 | EDGAR |
| 2025-11-28 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 175 @ $14.07 | EDGAR |
| 2025-11-26 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 2,700 @ $14.05 | EDGAR |
| 2025-11-25 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 5,558 @ $14.48 | EDGAR |
| 2025-11-25 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 4,905 @ $14.06 | EDGAR |
| 2025-11-18 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 6,642 @ $14.54 | EDGAR |
| 2025-11-17 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 7,045 @ $14.50 | EDGAR |
| 2025-11-17 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 4,346 @ $14.37 | EDGAR |
| 2025-11-14 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 3,664 @ $14.60 | EDGAR |
| 2025-11-12 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 1,301 @ $14.54 · Purchase (P): 1,657 @ $14.65 | EDGAR |
| 2025-11-12 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 4,346 @ $14.31 · Purchase (P): 1,243 @ $14.42 | EDGAR |
| 2025-11-10 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 6,857 @ $14.51 | EDGAR |
| 2025-11-10 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 4,257 @ $14.32 | EDGAR |
| 2025-11-06 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 1,226 @ $14.67 | EDGAR |
| 2025-11-06 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 2,165 @ $14.45 | EDGAR |
| 2025-11-05 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 6,857 @ $14.69 | EDGAR |
| 2025-11-05 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 4,257 @ $14.40 | EDGAR |
| 2025-11-03 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 1,032 @ $14.66 · Purchase (P): 1,640 @ $14.65 | EDGAR |
| 2025-10-31 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 200 @ $14.28 | EDGAR |
| 2025-10-29 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 881 @ $14.31 · Purchase (P): 100 @ $14.31 | EDGAR |
| 2025-10-27 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 4,277 @ $14.38 | EDGAR |
| 2025-10-27 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 141 @ $14.30 | EDGAR |
| 2025-10-24 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 4,277 @ $14.42 | EDGAR |
| 2025-10-24 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 3,216 @ $14.30 | EDGAR |
| 2025-10-23 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 4,277 @ $14.45 | EDGAR |
| 2025-10-23 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 3,352 @ $14.30 | EDGAR |
| 2025-10-22 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 2,891 @ $14.60 | EDGAR |
| 2025-10-22 | 4 | RiverNorth Flexible Municipal Income Fund, Inc. (RFM) | Purchase (P): 4,363 @ $14.35 | EDGAR |
| 2025-10-21 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 2,794 @ $14.60 | EDGAR |
| 2025-10-20 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 4,138 @ $14.62 | EDGAR |
| 2025-10-17 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 3,041 @ $14.69 | EDGAR |
| 2025-10-16 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 4,138 @ $14.74 | EDGAR |
| 2025-10-14 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Purchase (P): 903 @ $14.65 · Purchase (P): 1,240 @ $14.68 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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