Shook James — SEC Form 4 filings
SEC reporting owner CIK 2090760. 13 Form 4 filings on record with FilingPulse; latest filed 2026-09-11.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2025-10-28 to 2026-09-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 4 filings — 10,775 shares, $320,286 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: purchase of 3,100 shares @ $34.55 ($107,105) in NORWOOD FINANCIAL CORP, filed 2026-07-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NORWOOD FINANCIAL CORP (NWFL) | Director | 13 | 7 legs · 10,775 sh · $320,286 | — | 12 |
Form 4 filings — Shook James
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-11 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 39 @ $34.47 | EDGAR |
| 2026-08-11 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 40 @ $34.02 | EDGAR |
| 2026-07-30 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Purchase (P): 3,100 @ $34.55 | EDGAR |
| 2026-07-14 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 43 @ $31.88 | EDGAR |
| 2026-06-12 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 45 @ $30.19 | EDGAR |
| 2026-05-13 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 45 @ $30.20 | EDGAR |
| 2026-05-01 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Purchase (P): 375 @ $29.06 | EDGAR |
| 2026-04-14 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 45 @ $30.39 | EDGAR |
| 2026-03-13 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 46 @ $29.40 | EDGAR |
| 2026-02-13 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Gift (G): 409 @ $0 · Gift (G): 409 @ $0 · Grant/award (A): 105 @ $28.42 · Grant/award (A): 43 @ $31.62 | EDGAR |
| 2026-01-28 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Purchase (P): 3,500 @ $28.80 | EDGAR |
| 2025-12-18 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 825 @ $29.80 | EDGAR |
| 2025-10-28 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Purchase (P): 1,563 @ $26.82 · Purchase (P): 200 @ $26.62 · Purchase (P): 1,937 @ $26.63 · Purchase (P): 100 @ $26.58 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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