Simonoff Kevin Andrew — SEC Form 4 filings
SEC reporting owner CIK 2100406. 2 Form 4 filings on record with FilingPulse; latest filed 2026-08-04.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2026-05-15 to 2026-08-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 4,074 shares, $81,999 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 2,499 shares @ $20.01 ($49,999) in Sound Point Alternative Income Fund, filed 2026-05-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Sound Point Alternative Income Fund (SAFTX) | Director | 2 | 2 legs · 4,074 sh · $81,999 | — | — |
Form 4 filings — Simonoff Kevin Andrew
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-04 | 4 | Sound Point Alternative Income Fund (SAFTX) | Purchase (P): 1,574.80 @ $20.32 | EDGAR |
| 2026-05-15 | 4 | Sound Point Alternative Income Fund (SAFTX) | Purchase (P): 2,498.71 @ $20.01 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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