Tu William — SEC Form 4 filings
SEC reporting owner CIK 2120766. 6 Form 4 filings on record with FilingPulse; latest filed 2026-09-18.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2026-05-19 to 2026-09-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 35,543 shares, $353,761 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: sale of 15,888 shares @ $10.08 ($160,151) in Glass House Brands Inc., filed 2026-05-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Glass House Brands Inc. (GLAS) | SVP, Corporate Controller | 6 | — | 4 legs · 35,543 sh · $353,761 | 12 |
Form 4 filings — Tu William
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-18 | 4 | Glass House Brands Inc. (GLAS) | Option exercise (M): 38,691 · Tax withholding (F): 13,523 @ $8.08 · Option exercise (M): 38,691 (derivative) @ $0 | EDGAR |
| 2026-09-11 | 4 | Glass House Brands Inc. (GLAS) | Option exercise (M): 5,800 · Tax withholding (F): 2,017 @ $9 · Sale (S): 3,818 @ $8.03 · Option exercise (M): 5,800 (derivative) @ $0 | EDGAR |
| 2026-06-04 | 4 | Glass House Brands Inc. (GLASF) | Option exercise (M): 5,800 · Tax withholding (F): 1,982 @ $11.37 · Option exercise (M): 5,800 (derivative) @ $0 | EDGAR |
| 2026-05-26 | 4 | Glass House Brands Inc. (GLASF) | Tax withholding (F): 2,910 @ $10.29 · Sale (S): 10,414 @ $10.19 · Sale (S): 5,423 @ $10.48 | EDGAR |
| 2026-05-20 | 4 | Glass House Brands Inc. (GLASF) | Sale (S): 15,888 @ $10.08 | EDGAR |
| 2026-05-19 | 4 | Glass House Brands Inc. (GLASF) | Option exercise (M): 8,333 · Option exercise (M): 8,333 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=2120766 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →