Stein James D. — SEC Form 4 filings
SEC reporting owner CIK 2124082. 4 Form 4 filings on record with FilingPulse; latest filed 2026-07-30.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2026-04-03 to 2026-07-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 3 filings — 130,000 shares, $5,658,640 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: sale of 70,000 shares @ $44.36 ($3,105,200) in SOUTH PLAINS FINANCIAL, INC., filed 2026-07-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SOUTH PLAINS FINANCIAL, INC. (SPFI) | Director | 4 | — | 6 legs · 130,000 sh · $5,658,640 | 1 |
Form 4 filings — Stein James D.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-30 | 4 | SOUTH PLAINS FINANCIAL, INC. (SPFI) | Sale (S): 70,000 @ $44.36 · Sale (S): 30,000 @ $44.97 | EDGAR |
| 2026-05-20 | 4 | SOUTH PLAINS FINANCIAL, INC. (SPFI) | Sale (S): 13,504 @ $40.01 · Sale (S): 1,560 @ $40.07 | EDGAR |
| 2026-05-12 | 4 | SOUTH PLAINS FINANCIAL, INC. (SPFI) | Sale (S): 10,000 @ $40.38 · Sale (S): 4,936 @ $40.06 | EDGAR |
| 2026-04-03 | 4 | SOUTH PLAINS FINANCIAL, INC. (SPFI) | Grant/award (A): 372,872 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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