THRIVENT FINANCIAL FOR LUTHERANS — SEC Form 4 filings
SEC reporting owner CIK 314984. 34 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 34 filings on record, filed 2024-05-23 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 6 filings — 2,450,000 shares, $60,521,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 60 legs across 22 filings — 768,477 shares, $2,736,079 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: purchase of 800,000 shares @ $25.00 ($20,000,000) in CION Ares Diversified Credit Fund, filed 2024-05-23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CION Ares Diversified Credit Fund (CADEX) | — | 3 | 2 legs · 1,250,000 sh · $30,521,000 | — | 1 |
| Carlyle Tactical Private Credit Fund (TAKAX) | — | 2 | 2 legs · 800,000 sh · $20,000,000 | — | — |
| Ares Dynamic Credit Allocation Fund, Inc. (ARDC) | 10% owner | 2 | 2 legs · 400,000 sh · $10,000,000 | — | 1 |
| Gloo Holdings, Inc. (GLOO) | 10% owner | 23 | — | 60 legs · 768,477 sh · $2,736,079 | 2 |
| CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) | — | 1 | — | — | 1 |
| CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND (CHI) | — | 1 | — | — | 1 |
| CALAMOS STRATEGIC TOTAL RETURN FUND (CSQ) | 10% owner | 1 | — | — | 1 |
| Calamos Dynamic Convertible & Income Fund (CCD) | — | 1 | — | — | 1 |
Form 4 filings — THRIVENT FINANCIAL FOR LUTHERANS
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Ares Dynamic Credit Allocation Fund, Inc. (ARDC) | Other (J): 360,000 @ $25 · Purchase (P): 240,000 @ $25 | EDGAR |
| 2026-09-15 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 36,000 @ $3.23 · Sale (S): 16,000 @ $3.55 · Sale (S): 5,000 @ $3.34 | EDGAR |
| 2026-09-10 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 10,000 @ $3.20 · Sale (S): 9,000 @ $3.25 · Sale (S): 10,000 @ $3.03 | EDGAR |
| 2026-09-04 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 500 @ $3.12 · Sale (S): 1,000 @ $3.06 · Sale (S): 5,500 @ $3.09 | EDGAR |
| 2026-09-01 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 3,000 @ $3.41 | EDGAR |
| 2026-08-27 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 1,721 @ $3.35 · Sale (S): 2,800 @ $3.25 · Sale (S): 4,000 @ $3.37 | EDGAR |
| 2026-08-26 | 4 | CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND (CHI) | Other (J): 400,000 @ $25 | EDGAR |
| 2026-08-26 | 4 | CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) | Other (J): 400,000 @ $25 | EDGAR |
| 2026-08-26 | 4 | Calamos Dynamic Convertible & Income Fund (CCD) | Other (J): 200,000 @ $25 | EDGAR |
| 2026-08-24 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 6,000 @ $3.44 · Sale (S): 2,000 @ $3.44 · Sale (S): 479 @ $3.44 | EDGAR |
| 2026-08-19 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 2,000 @ $3.30 · Sale (S): 2,000 @ $3.23 · Sale (S): 4,000 @ $3.34 | EDGAR |
| 2026-08-14 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 4,800 @ $3.42 · Sale (S): 3,200 @ $3.46 · Sale (S): 6,000 @ $3.52 | EDGAR |
| 2026-08-11 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 11,000 @ $3.55 · Sale (S): 4,000 @ $3.52 | EDGAR |
| 2026-08-06 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 15,000 @ $3.53 · Sale (S): 6,000 @ $3.43 · Sale (S): 7,000 @ $3.39 | EDGAR |
| 2026-08-03 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 6,600 @ $3.14 · Sale (S): 21,000 @ $3.46 | EDGAR |
| 2026-07-31 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 1,000 @ $3.14 · Sale (S): 20,000 @ $3.23 | EDGAR |
| 2026-07-23 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 8,300 @ $3.36 · Sale (S): 100 @ $3.37 | EDGAR |
| 2026-07-20 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 5,000 @ $3.26 · Sale (S): 5,000 @ $3.28 · Sale (S): 7,000 @ $3.44 | EDGAR |
| 2026-07-16 | 4 | Ares Dynamic Credit Allocation Fund, Inc. (ARDC) | Purchase (P): 160,000 @ $25 | EDGAR |
| 2026-07-15 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 119,000 @ $3.27 · Sale (S): 62,000 @ $3.48 · Sale (S): 9,000 @ $3.40 | EDGAR |
| 2026-07-10 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 13,000 @ $3.98 · Sale (S): 125,000 @ $3.08 · Sale (S): 20,000 @ $2.98 | EDGAR |
| 2026-07-08 | 4 | CION Ares Diversified Credit Fund (CADEX) | Purchase (P): 450,000 @ $23.38 | EDGAR |
| 2026-07-07 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 300 @ $4.64 · Sale (S): 13,700 @ $4.01 · Sale (S): 11,000 @ $3.76 | EDGAR |
| 2026-07-01 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 4,000 @ $4.51 · Sale (S): 4,000 @ $4.55 · Sale (S): 12,000 @ $4.82 | EDGAR |
| 2026-06-26 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 3,800 @ $4.54 · Sale (S): 1,600 @ $4.21 · Sale (S): 15,600 @ $4.33 | EDGAR |
| 2026-06-24 | 4 | Carlyle Tactical Private Credit Fund (TAKAX) | Purchase (P): 200,000 @ $25 | EDGAR |
| 2026-06-23 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 6,711 @ $4.70 · Sale (S): 430 @ $4.73 · Sale (S): 27,859 @ $4.59 | EDGAR |
| 2026-06-17 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 24,500 @ $4.82 · Sale (S): 4,400 @ $4.72 · Sale (S): 6,600 @ $4.74 | EDGAR |
| 2026-06-12 | 4 | Gloo Holdings, Inc. (GLOO) | Sale (S): 8,477 @ $4.70 · Sale (S): 12,400 @ $4.60 · Sale (S): 11,100 @ $4.59 | EDGAR |
| 2026-06-03 | 4 | CION Ares Diversified Credit Fund (CADEX) | Other (J): 600,000 @ $25 | EDGAR |
| 2026-05-20 | 4 | Gloo Holdings, Inc. (GLOO) | Conversion (C): 4,786,477 · Conversion (C): 4,786,477 (derivative) @ $0 | EDGAR |
| 2025-04-03 | 4 | Carlyle Tactical Private Credit Fund (TAKAX) | Purchase (P): 600,000 @ $25 | EDGAR |
| 2024-10-09 | 4 | CALAMOS STRATEGIC TOTAL RETURN FUND (CSQ) | Other (J): 660,000 @ $25 | EDGAR |
| 2024-05-23 | 4 | CION Ares Diversified Credit Fund (CADEX) | Purchase (P): 800,000 @ $25 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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