FRANKLIN RESOURCES INC — SEC Form 4 filings
SEC reporting owner CIK 38777. 20 Form 4 filings on record with FilingPulse; latest filed 2026-07-22.
Transaction summary — filings shown
Covers all 20 filings on record, filed 2024-10-16 to 2026-07-22. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 75,000 shares, $750,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 22 legs across 18 filings — 10,766,274 shares, $125,449,861 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: sale of 1,755,926 shares @ $11.39 ($20,000,000) in Clarion Partners Real Estate Income Fund Inc., filed 2025-12-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Clarion Partners Real Estate Income Fund Inc. (N) | — | 8 | — | 7 legs · 10,690,055 sh · $122,000,000 | 2 |
| ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | — | 11 | — | 15 legs · 76,219 sh · $3,449,861 | — |
| Franklin BSP Lending Fund (N) | — | 1 | 1 leg · 75,000 sh · $750,000 | — | — |
Form 4 filings — FRANKLIN RESOURCES INC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-22 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Sale (S): 1,682,905.23 @ $11.29 | EDGAR |
| 2026-04-22 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Sale (S): 1,672,535.21 @ $11.36 | EDGAR |
| 2026-04-20 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Other (J): 88,028.17 @ $11.36 · Other (J): 88,105.73 @ $11.35 | EDGAR |
| 2026-02-02 | 4 | Franklin BSP Lending Fund (N) | Purchase (P): 75,000 @ $10 | EDGAR |
| 2026-01-16 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Sale (S): 1,581,722.32 @ $11.38 | EDGAR |
| 2025-12-05 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Sale (S): 1,755,926.25 @ $11.39 | EDGAR |
| 2025-10-27 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Sale (S): 1,614,310.65 @ $11.46 | EDGAR |
| 2025-07-17 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Sale (S): 1,519,097.22 @ $11.52 | EDGAR |
| 2025-04-21 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Sale (S): 863,557.86 @ $11.58 | EDGAR |
| 2025-03-06 | 4/A | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 1,200 @ $47.45 | EDGAR |
| 2025-03-06 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 9,704 @ $47.06 | EDGAR |
| 2025-01-07 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 8,772 @ $47 | EDGAR |
| 2024-12-31 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 1,124 @ $46.03 | EDGAR |
| 2024-12-27 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 8,153 @ $46.01 | EDGAR |
| 2024-12-20 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 1,747 @ $45.09 | EDGAR |
| 2024-12-18 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 2,209 @ $46.04 | EDGAR |
| 2024-12-13 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 2,700 @ $47.45 | EDGAR |
| 2024-12-10 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 1,000 @ $48.05 · Sale (S): 2,610 @ $47.43 | EDGAR |
| 2024-10-18 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 8,467 @ $43.69 · Sale (S): 6,600 @ $43.69 · Sale (S): 7,900 @ $43.71 | EDGAR |
| 2024-10-16 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Sale (S): 7,657 @ $43.90 · Sale (S): 6,376 @ $43.42 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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