COWEN AND COMPANY, LLC — SEC Form 4 filings
SEC reporting owner CIK 48966. 4 Form 4 filings on record with FilingPulse; latest filed 2024-06-24.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-02-23 to 2024-06-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 8 legs across 3 filings — 35,899 shares, $429,735 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 7 legs across 3 filings — 146,799 shares, $1,689,025 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 100,574 shares @ $11.35 ($1,141,515) in InFinT Acquisition Corp, filed 2024-02-23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| InFinT Acquisition Corp (IFIN) | 10% owner | 1 | — | 2 legs · 105,574 sh · $1,198,315 | — |
| Star Holdings (STHO) | 10% owner | 2 | 7 legs · 33,099 sh · $400,335 | 5 legs · 41,225 sh · $490,710 | — |
| Canna-Global Acquisition Corp (CNGL) | 10% owner | 1 | 1 leg · 2,800 sh · $29,400 | — | — |
Form 4 filings — COWEN AND COMPANY, LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-06-24 | 4 | Canna-Global Acquisition Corp (CNGL) jointly with COWEN INC., Cowen Financial Products LLC, RCG LV Pearl LLC, Cowen Holdings, Inc. | Purchase (P): 2,800 @ $10.50 | EDGAR |
| 2024-03-15 | 4 | Star Holdings (STHO) jointly with COWEN INC., Cowen Overseas Investment LP, Cowen Holdings, Inc., RCG LV Pearl LLC | Purchase (P): 9,307 @ $12.01 · Sale (S): 1,012 @ $11.95 · Purchase (P): 1,746 @ $11.85 · Sale (S): 14,000 @ $11.81 | EDGAR |
| 2024-03-15 | 4 | Star Holdings (STHO) jointly with COWEN INC., Cowen Overseas Investment LP, Cowen Holdings, Inc., RCG LV Pearl LLC | Purchase (P): 11,472 @ $12.20 · Sale (S): 7,013 @ $12.21 · Purchase (P): 4,431 @ $12.26 · Purchase (P): 4,595 @ $12.03 · Sale (S): 1,500 @ $11.95 · Purchase (P): 448 @ $11.91 · +2 more | EDGAR |
| 2024-02-23 | 4 | InFinT Acquisition Corp (IFIN) jointly with COWEN INC., Cowen Financial Products LLC, Cowen Holdings, Inc., RCG LV Pearl LLC | Sale (S): 5,000 @ $11.36 · Sale (S): 100,574 @ $11.35 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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