NORTHWESTERN MUTUAL LIFE INSURANCE CO — SEC Form 4 filings
SEC reporting owner CIK 73076. 1 Form 4 filing on record with FilingPulse; latest filed 2025-01-16.
Transaction summary — filings shown
Covers all 1 filing on record, filed 2025-01-16 to 2025-01-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 5 legs across 1 filing — 6,040,000 shares, $151,000,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 2,000,000 shares @ $25.00 ($50,000,000) in CION Ares Diversified Credit Fund, filed 2025-01-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CION Ares Diversified Credit Fund (CADCX) | 10% owner | 1 | 5 legs · 6,040,000 sh · $151,000,000 | — | — |
Form 4 filings — NORTHWESTERN MUTUAL LIFE INSURANCE CO
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-01-16 | 4 | CION Ares Diversified Credit Fund (CADCX) | Purchase (P): 1,240,000 @ $25 · Purchase (P): 400,000 @ $25 · Purchase (P): 1,680,000 @ $25 · Purchase (P): 720,000 @ $25 · Purchase (P): 2,000,000 @ $25 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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