Basswood Financial Fund, Ltd. — SEC Form 4 filings
SEC reporting owner CIK 947724. 9 Form 4 filings on record with FilingPulse; latest filed 2026-08-13.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2025-11-25 to 2026-08-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 104 legs across 9 filings — 479,709 shares, $18,501,292 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 34,810 shares @ $37.05 ($1,289,710) in Regional Management Corp., filed 2025-11-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Regional Management Corp. (RM) | Director, 10% owner | 5 | — | 58 legs · 269,761 sh · $10,029,626 | — |
| Dime Commercial Bancshares, Inc. /NY/ (DCOM) | Director | 4 | — | 46 legs · 209,948 sh · $8,471,666 | — |
Form 4 filings — Basswood Financial Fund, Ltd.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-13 | 4 | Dime Commercial Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Sale (S): 8,594 @ $40.59 · Sale (S): 80 @ $40.59 · Sale (S): 12,999 @ $40.96 · Sale (S): 755 @ $40.96 · Sale (S): 5,240 @ $40.96 · Sale (S): 243 @ $40.96 · +6 more | EDGAR |
| 2026-08-03 | 4 | Dime Commercial Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Sale (S): 6,187 @ $40.79 · Sale (S): 1,244 @ $40.79 · Sale (S): 57 @ $40.79 · Sale (S): 3,115 @ $40.79 · Sale (S): 326 @ $40.79 · Sale (S): 30,661 @ $40.76 · +9 more | EDGAR |
| 2026-06-23 | 4 | Dime Commercial Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P. | Sale (S): 663 @ $39.02 · Sale (S): 12,003 @ $39.02 · Sale (S): 6,030 @ $39.02 · Sale (S): 13,800 @ $39.02 · Sale (S): 255 @ $39.02 | EDGAR |
| 2026-06-16 | 4 | Dime Commercial Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P. | Sale (S): 4,636 @ $40.08 · Sale (S): 5,892 @ $40.08 · Sale (S): 5,244 @ $40.08 · Sale (S): 98 @ $40.08 · Sale (S): 1,853 @ $39.67 · Sale (S): 1,281 @ $39.67 · +8 more | EDGAR |
| 2026-02-24 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD PARTNERS, L.L.C. | Sale (S): 3,201 @ $34.51 · Sale (S): 138 @ $34.51 · Sale (S): 2,391 @ $34.51 · Sale (S): 54 @ $34.51 · Sale (S): 632 @ $34.51 · Sale (S): 1,310 @ $34.05 · +4 more | EDGAR |
| 2025-12-11 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD PARTNERS, L.L.C. | Sale (S): 7,828 @ $36.68 · Sale (S): 138 @ $36.68 · Sale (S): 3,091 @ $36.68 · Sale (S): 25,514 @ $37.80 · Sale (S): 1,603 @ $37.80 · Sale (S): 16,740 @ $37.80 · +2 more | EDGAR |
| 2025-12-01 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P. | Sale (S): 740 @ $39.53 · Sale (S): 63 @ $39.53 · Sale (S): 778 @ $39.53 · Sale (S): 14 @ $39.53 · Sale (S): 307 @ $39.53 · Sale (S): 739 @ $37.59 · +4 more | EDGAR |
| 2025-11-26 | 4/A | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P. | Sale (S): 34,810 @ $37.05 · Sale (S): 5,047 @ $37.05 · Sale (S): 5,232 @ $37.05 · Sale (S): 374 @ $37.05 · Sale (S): 252 @ $37.05 · Sale (S): 5,163 @ $36.89 · +9 more | EDGAR |
| 2025-11-25 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P. | Sale (S): 34,810 @ $37.05 · Sale (S): 5,047 @ $37.05 · Sale (S): 5,232 @ $37.05 · Sale (S): 374 @ $37.05 · Sale (S): 252 @ $37.05 · Sale (S): 5,163 @ $36.89 · +9 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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