PRINCIPAL LIFE INSURANCE CO — SEC Form 4 filings
SEC reporting owner CIK 9712. 7 Form 4 filings on record with FilingPulse; latest filed 2025-02-10.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-02-29 to 2025-02-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 636,128 shares, $16,000,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: purchase of 400,000 shares @ $25.00 ($10,000,000) in Carlyle Tactical Private Credit Fund, filed 2024-09-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Carlyle Tactical Private Credit Fund (CTAC) | — | 2 | 1 leg · 400,000 sh · $10,000,000 | — | — |
| Principal Real Asset Fund (N) | 10% owner | 2 | 1 leg · 236,128 sh · $6,000,000 | — | — |
| Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | 10% owner | 3 | — | — | 1 |
Form 4 filings — PRINCIPAL LIFE INSURANCE CO
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-10 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Holdings only — no transactions reported | EDGAR |
| 2025-02-10 | 4 | Carlyle Tactical Private Credit Fund (CTAC) | Holdings only — no transactions reported | EDGAR |
| 2024-11-21 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Other (J): 160,000 | EDGAR |
| 2024-11-21 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Holdings only — no transactions reported | EDGAR |
| 2024-09-18 | 4 | Carlyle Tactical Private Credit Fund (TAKIX) | Purchase (P): 400,000 @ $25 | EDGAR |
| 2024-08-09 | 4 | Principal Real Asset Fund (N) | Holdings only — no transactions reported | EDGAR |
| 2024-02-29 | 4 | Principal Real Asset Fund (N) | Purchase (P): 236,127.51 @ $25.41 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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