SEC 8-K filings — item 3.01
Item 3.01 — “Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing” — is one of the official item codes companies use on Form 8-K, the SEC's current report for announcing material events. 112 filings from 106 companies reported item 3.01 between 2026-09-24 and 2026-10-24. FilingPulse's 8-K dataset holds 328,892 events filed since 2016-02-05 and updates continuously. All 8-K item codes →
| Filed | Form | Company | Items on the filing | Source |
|---|---|---|---|---|
| 2026-10-23 | 8-K | Innventure, Inc. (INV) | 3.01 | EDGAR |
| 2026-10-23 | 8-K | Medicus Pharma Ltd. (MDCX) | 3.01, 8.01, 9.01 | EDGAR |
| 2026-10-23 | 8-K | ARC Group Securities Acquisition I | 3.01 | EDGAR |
| 2026-10-23 | 8-K | Dragonfly Energy Holdings Corp. (CNTQ, DFLI) | 3.01 | EDGAR |
| 2026-10-23 | 8-K | CENTURY CASINOS INC /CO/ (CNTY) | 3.01 | EDGAR |
| 2026-10-23 | 8-K | Laser Photonics Corp (LASE) | 3.01 | EDGAR |
| 2026-10-23 | 8-K | Polar Power, Inc. (POLA) | 3.01 | EDGAR |
| 2026-10-23 | 8-K | Akebia Therapeutics, Inc. (AKBA) | 3.01 | EDGAR |
| 2026-10-23 | 8-K | STEM, INC. (STEM) | 3.01 | EDGAR |
| 2026-10-23 | 8-K | Arcosa, Inc. (ACA) | 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01 | EDGAR |
| 2026-10-23 | 8-K | Lunai Bioworks Inc. (ENOB, RENB) | 3.01, 5.02, 7.01, 8.01, 9.01 | EDGAR |
| 2026-10-22 | 8-K | ATLANTIC AMERICAN CORP (AAME) | 3.01, 9.01 | EDGAR |
| 2026-10-22 | 8-K | ARC Group Acquisition I Corp. | 3.01 | EDGAR |
| 2026-10-22 | 8-K | Globa Terra Acquisition Corp | 3.01 | EDGAR |
| 2026-10-22 | 8-K | SenesTech, Inc. (SENES, SNES) | 3.01, 7.01, 9.01 | EDGAR |
| 2026-10-21 | 8-K | Direct Digital Holdings, Inc. (DRCT) | 3.01, 7.01, 9.01 | EDGAR |
| 2026-10-21 | 8-K | Alaunos Therapeutics, Inc. (TCRT) | 3.01, 9.01 | EDGAR |
| 2026-10-21 | 8-K | Nuburu, Inc. (BURU, TWND) | 1.01, 2.01, 3.01, 9.01 | EDGAR |
| 2026-10-20 | 8-K | Sports Entertainment Gaming Global Corp (LTRY) | 3.01, 9.01 | EDGAR |
| 2026-10-20 | 8-K | SHF Holdings, Inc. (NLIT, SHFS) | 3.01, 7.01, 9.01 | EDGAR |
| 2026-10-20 | 8-K | BEAZER HOMES USA INC (BZH) | 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01 | EDGAR |
| 2026-10-20 | 8-K | XWELL, Inc. (XSPA, XWEL) | 3.01 | EDGAR |
| 2026-10-20 | 8-K | Hilton Worldwide Holdings Inc. (HLT) | 3.01, 7.01, 9.01 | EDGAR |
| 2026-10-19 | 8-K | Stardust Power Inc. (GPAC, SDST) | 3.01, 5.02, 8.01 | EDGAR |
| 2026-10-19 | 8-K | Scienture Holdings, Inc. (MEDS, SCNX) | 2.02, 3.01, 9.01 | EDGAR |
+87 more filings reported this item in the window — the API returns them all.
FilingPulse classifies 8-Ks from the item captions in EDGAR's index headers: item codes, filer, dates and a link to the filing — never the filing's body text. 8-K/A amendments appear as filed, as their own rows.
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GET https://api.filingpulse.io/v1/events?item=3.01 returns these events normalized — filter by item code, CIK, ticker, or date — and webhooks push new ones to you in seconds. Get a free API key → · API docs